• SMBC (Charlotte, NC)
    …control assessments within 1LoD, working closely with Risk Management, Compliance, Internal Audit , and peer Control Officers supporting CM/Nikko Front Office and AD ... years of professional experience in IT risk management, IT compliance, IT audit , or other IT control-related functions within the financial services industry,… more
    DirectEmployers Association (09/26/25)
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  • Banc of California (Durham, NC)
    …ITGC process and control issues. + Archives and retains relevant ITGC documents for audit purposes based on control frequencies. + Works with VP of IT Compliance to ... functional aspects of software applications + Working knowledge of compliance audit execution, coordination and testing. + Effective organizational and time… more
    DirectEmployers Association (10/10/25)
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  • Parexel (Raleigh, NC)
    …government or academic institutions). + Facilitate and oversee the responses to audit and inspection observations as appropriate. In addition, the CQOM will work ... this will include developing and maintaining a profound understanding of Good Clinical Practice (GCP) with respect to digital data management (ie use of novel… more
    DirectEmployers Association (10/10/25)
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  • SMBC (Charlotte, NC)
    …ensuring alignment between business strategy, technology execution, and agile delivery practices within a financial enterprise environment. The ideal candidate will ... + Ensure consistent application of SAFe principles and agile best practices across teams. + Coordinate dependencies, resolve impediments, and drive continuous… more
    DirectEmployers Association (10/25/25)
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  • Banc of California (Durham, NC)
    …and regulatory requirements. + Additional Deliverables: supports special projects, responds to audit requests, and manages other activities as needed. + Treat people ... knowledge of Business Continuity Program planning, coordination and testing best practices and the ability to identify/recommend solutions. + Usage of artificial… more
    DirectEmployers Association (10/25/25)
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  • Levi, Ray & Shoup, Inc. (Raleigh, NC)
    …trends and evolving AML requirements to identify and implement best practices .Stakeholder Engagement & 2LOD Advisory (20%) + Partner with application/business owners ... Exposed Persons (PEPs). + Recommend changes to internal policy and compliance practices . + Provide insights and recommendations on AML risk management, audit more
    DirectEmployers Association (10/11/25)
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  • WCG Clinical (Cary, NC)
    …prepare randomization lists, as well as programing analysis datasets. Develop and audit statistical macros and serve as programming lead on multiple study projects, ... and follow the latest versions of CDISC, FDA guidelines, Good Clinical Practice , and other industry standards. Mentor and oversee the statistical programming tasks… more
    DirectEmployers Association (09/26/25)
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  • BIC Corporation (Charlotte, NC)
    …activities across North America + Oversee on-time shipping, inventory accuracy, and audit compliance to ensure OTIF and customer requirements are met + Maintain ... unsolicited resumes from search firms for this employment opportunity. Regardless of past practice , all resumes submitted by search firms to any team member at BIC… more
    DirectEmployers Association (09/19/25)
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  • Ally (Raleigh, NC)
    …a strong working knowledge of a Deposits line of business operating practices and policies; and maintain strong working relationships with appropriate industry ... agencies. Position will work closely with Legal, Compliance, LOB representatives, Risk, Audit , Human Resources, vendors, and law enforcement. * Assist manager in the… more
    DirectEmployers Association (10/24/25)
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  • ITG Brands (Greensboro, NC)
    …Total Rewards, Engagement, etc.)** to embed programs into business unit practices , providing toolkits, resources, and reporting. + Collaborate with **Talent** to ... + Maintain dashboards, reporting, and documentation to ensure ITG Brands remains ** audit -ready** . + Provide quarterly compliance and workforce insights to the P&C… more
    DirectEmployers Association (10/21/25)
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