- Bank of America (Charlotte, NC)
- …open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as external Regulatory ... Oversees the implementation of optimized controls and enhanced Quality Assurance (QA) practices to support business continuity efforts + Ensures timely execution of… more
- Bank of America (Charlotte, NC)
- …laundering, economic sanctions, and fraud compliance and operational risk practices consistent with applicable laws, rules, regulations, and regulatory guidance. ... Participating in Regulatory Meetings and Exams to provide Risk Manager perspective on critical issues and engaging directly with... perspective on critical issues and engaging directly with Audit to provide advice and guidance on FLU Audits… more
- TD Bank (Charlotte, NC)
- …defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary ... 2 years experience working in a challenge or advisory function (eg, Internal Audit , ORM, Risk Oversight) within the financial services industry. + Skilled knowledge… more
- Truist (Raleigh, NC)
- …efficient tools for regulatory monitoring. 4. Participate in compliance reviews, audit reviews, and remediation plan reviews to ensure solution development meets ... audit and regulatory requirements. 5. Develop FircoSoft Continuity and...the beginning of the design work. Leverage continuous engineering practices to deliver business value regarding effectiveness of the… more
- Grant Thornton (Charlotte, NC)
- …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... Anaplan Consultant As an Anaplan-focused Consultant within the Technology Modernization practice , you will help organizations proactively shape and implement their… more
- Grifols Shared Services North America, Inc (Clayton, NC)
- …modules: ITSM, ITOM, SPM, and ITAM + Demonstrated knowledge of SOX compliance, audit readiness, and IT governance practices + Strong ability to translate ... and review checkpoints + Partner with compliance and internal audit teams to ensure audit -ready processes and...support and maturity + Work with the IT Knowledge Manager to build and maintain a role-based training and… more
- Gpm Investments LLC (Nashville, NC)
- …'s and Store Manager 's to identify store issues + Develop preliminary audit schedule for district including neighboring store rotation + Assist Store Manager ... position is responsible for counting all physical inventories, generating department audit reports, reconciling computer data with the physical counts taken and… more
- Grant Thornton (Raleigh, NC)
- …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... Line Leadership + Supervising, guiding and coaching the Capacity Leads and Resource Manager team to ensure they are successfully performing in their role and to… more
- Bank of America (Charlotte, NC)
- …money laundering risk. The candidate should exhibit familiarity with industry practices and have knowledge of up-to-date AML techniques. The candidate should ... interacting with the third line of defense (eg, internal audit ) as well as external regulators, as needed. +...Laundering models and systems. + Strong familiarity with industry practices in the field and knowledge of up-to-date Anti-Money… more
- Bank of America (Charlotte, NC)
- …(CST), Third Party management, Global Compliance and Operations Risk (CGOR), internal audit , and external regulatory agencies. Provide audit and regulatory ... queue, and maintain program documentation. + Maintain QA documentation, audit documentation, and training materials. + Drive Quality Assurance...by law, and as such affirms in policy and practice to support and promote the concept of equal… more
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