• Senior Manager , Compliance - Asset…

    Charles Schwab (Southlake, TX)
    …help our business partners achieve their strategic priorities by promoting principles and practices that build client trust and safeguard the integrity of the firm. ... college/university + 5+ years of direct asset management compliance, risk, and/or audit experience with knowledge of the Investment Company Act of 1940, Investment… more
    Charles Schwab (05/04/25)
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  • Customer Service Manager (Coffee Services)

    Compass Group, North America (Katy, TX)
    …of sale. + Build retail pricing opportunities and encourage repeat sales (Best Practices ), and introduce new products to increase revenue. + Drive compliance to ... merchandising standards. + Assess performance by location through audit reports (Quarterly District Evaluations). + Customer facing + route supervision Preferred… more
    Compass Group, North America (05/01/25)
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  • Key Account Manager

    Compass Group, North America (Katy, TX)
    …of sale + Build retail pricing opportunities and encourage repeat sales (Best Practices ), and introduce new products to increase revenue + Drive compliance to ... merchandising standards + Assess performance by location through audit reports (Quarterly District Evaluations) Preferred Qualifications: + A bachelor's degree is… more
    Compass Group, North America (04/16/25)
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  • Process Risk Senior Associate

    Grant Thornton (Dallas, TX)
    …Trans-Atlantic advisory and tax practice , as well as independent American and Irish audit practices . With $2.7 billion in revenues and more than 50 offices ... risk in both proactive and responsive contexts for the Risk, Compliance & Controls Practice - all with the resources, environment, and support to help you excel.… more
    Grant Thornton (03/20/25)
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  • Senior Auditor - Wealth and Investment Management

    Wells Fargo (Addison, TX)
    …audits + Lead smaller scale audits or projects + Develop ways to improve existing audit practices + Develop effective test plans for engagements as assigned with ... Senior Auditor on the Wealth and Investment Management (WIM) Audit Team providing coverage for Banking, Lending & Trust,... findings and make recommendations to management + Inform manager of situational issues that might compromise objectivity or… more
    Wells Fargo (05/13/25)
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  • Internal Auditor II - Technology

    Truist (Plano, TX)
    …cause. 4. Communicate audit issues identified to Management and the Engagement Manager . 5. Identify and analyze risks and evaluate how the line of business ... based on a synthesis of information. 7. Basic knowledge of audit principles, practices , and methodologies including risk assessment, and audit documentation.… more
    Truist (05/13/25)
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  • Senior Auditor - Financial Crimes/Sanctions/ABC

    Wells Fargo (Addison, TX)
    …audits + Lead smaller scale audits or projects + Develop ways to improve existing audit practices + Develop effective test plans for engagements as assigned with ... is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team... findings and make recommendations to management + Inform manager of situational issues that might compromise objectivity or… more
    Wells Fargo (05/13/25)
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  • Internal Auditor II

    Academy Sports + Outdoors (Katy, TX)
    … engagements. + Thorough understanding of Sarbanes-Oxley, COSO standards, GAAP, current audit practices , new legislation and regulatory requirements and internal ... Description: Education: + Bachelor's degree required. Major in Accounting, Internal Audit , or Finance is preferred. Working towards CPA/CIA certifications is… more
    Academy Sports + Outdoors (03/05/25)
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  • Corporate Control Management - Firmwide Compliance…

    JPMorgan Chase (Plano, TX)
    Join JP Morgan as a Corporate Controls Manager , ensuring robust controls for the firm's security and success. As an Executive Director in the Corporate Control ... Management Organization, you will be a key senior control manager and thought leader, responsible for leading, managing, and executing the Compliance Risk Assessment… more
    JPMorgan Chase (05/11/25)
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  • Coding Auditor Educator

    Highmark Health (Austin, TX)
    …OVERVIEW:** Performs all related internal, concurrent, prospective and retrospective coding audit activities. Reviews medical records to determine data quality and ... identified in the audits compliant with regulatory requirements. Provides written audit guidance. Participates with management in the assessment of external … more
    Highmark Health (05/09/25)
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