- TD Bank (New York, NY)
- …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. +… more
- TD Bank (NY)
- …with business to ensure solutions meet the business needs on a complex project or program + Identifies and leads problem resolution for project /program ... + Advanced ability to lead, plan, implement, and evaluate program/ project activities to ensure completion of initiatives + Ability...in a 1st line business control, operational risk or audit role. + Knowledge in the following ORM programs;… more
- TD Bank (New York, NY)
- …Business is adhering to internal (risk management, oversight function and audit ) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** The ... procedures, monitoring processes, controls, policies and developing and communicating a project plan/tracker and associated updates to a variety of stakeholders.… more
- TD Bank (New York, NY)
- …develop individual skillsets and capabilities such as strategic problem-solving, project management methodologies, and relationship building + Collaborate with ... & Correspondent Banking Services + Risk & Control + Corporate Lending & Trade Finance + Client Onboarding, Management...Client Onboarding, Management & Enablement + Regulatory Services + Project & Innovation **Job Requirements** + Pursuing a (4)… more
- BMO Financial Group (New York, NY)
- …and Commodities ("FICC") LOBs and other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. You will have a specific focus ... Program. Work with business/group and internal partners to ensure regulatory, corporate and fiduciary obligations are met. Advise business/group on implications of… more
- TD Bank (New York, NY)
- …areas impacting products, behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis and evaluation. + ... financial institution's products and regulatory requirements and obligations. + Demonstrative project management skills and ability to manage multiple work streams… more
- TD Bank (New York, NY)
- …assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the CRA LR, business specific inquiries and ... engineering, finance or computer science) Graduate's degree preferred with either progressive project work experience, or; + 5+ year of relevant experience; higher… more
- M&T Bank (Buffalo, NY)
- …Relations team to provide enterprise-wide ER solutions, on a day-to-day and project -focused basis, through consulting with senior leaders, managers and employees on ... and shepherd to completion. + With minimal oversight from an ER manager , deliver high quality, independent decisions and counsel to managers and employees.… more
- TD Bank (New York, NY)
- …Office Technology on surveillance data quality issues. Engage with regulators and Internal Audit as needed to address any question s or inquiries related to TDS's ... abuse and trade manipulation typologies + Experience leading a large remediation project related to trade and communications surveillance data, preferably at SIFI. +… more
- TD Bank (New York, NY)
- …for detecting market abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis and evaluation. + ... financial institution's products and regulatory requirements and obligations. + Advanced project management skills and ability to manage multiple work streams… more