- TD Bank (New York, NY)
- …of heavy interaction with customer accounts and facilitating the allocation of money manager sub-accounts for client type trading for cash and repo transaction + The ... relationships with the Trading Desk, Sales Desk, Clearance, Technology, Credit , Legal & Compliance and Trade Accounting + Ensure...as assigned + May represent the group as a project lead on initiatives/projects and/or at meetings across the… more
- MUFG (New York, NY)
- …with various stakeholders in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and other Control personnel to ... determine MSIIs / audit points. Assist the broker dealer entity in correctly...other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process… more
- SMBC (New York, NY)
- …Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices ... CEO (CEOAD), Tokyo Home Office, Finance & Operations, Risk, HR, Internal Audit , and Technology. The Regulatory Governance team collaborates with internal support… more
- TD Bank (New York, NY)
- …you will provide CRA compliance support to Small Business & Commercial, and/or Credit Card business lines and partner with the CRA Compliance Advisory team to ... assisting in response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the CRA LR, business specific inquiries and… more
- City of New York (New York, NY)
- …to the NYPD. The Co-IG will also take on the role of an executive project manager , that includes creating structure and guidance to ensure efficient and exact ... ("Office" or "OIG-NYPD") is authorized to "investigate, review, study, audit and make recommendations relating to the operations, policies,... project /investigative management. This function includes reviewing, revising, and providing… more
- TD Bank (New York, NY)
- …support the strategic plan + Ability to lead, plan, implement, and evaluate program/ project activities to ensure completion of initiatives + Skill in mentoring and ... assessment and controls + Compliance or QA/QC testing or audit experience + Working knowledge or familiarity with desktop...providing support for other major risk areas (eg Market, Credit , Reputational and/or Regulatory risks etc.) + May be… more
- M&T Bank (Amherst, NY)
- …on projects, and provide analytical and operational support under guidance of a manager or more senior analyst. **Banking Services: Who are We?** Banking Services is ... + Supporting the monitoring and/or maintenance of: + ATM settlements + Deposit and credit card products and IRAs + Check processing + Legal document processing +… more
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