• US Private Bank Investments Business Management,…

    JPMorgan Chase (New York, NY)
    …functions, and make a meaningful impact on organizational growth. As a Business Manager in the US Private Bank Investments business, you will partner with front ... ultra-high net worth clients to help them achieve their financial goals. The investments business offers brokerage, investment management...and mitigating business risks. The role of a business manager is dynamic and can vary from business to… more
    JPMorgan Chase (10/04/25)
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  • Associate, Cyber Risk & Analysis - Enterprise…

    Capital One (New York, NY)
    …Certified Information Systems Security Professional (CISSP), Certified Information Security Manager (CISM), Project Management Professional (PMP) Certification, ... experiences are valued as we work to redefine the financial sector. As an Associate on the Enterprise Services...+ Support development of content in response to Internal Audit and Regulatory agencies related to controls management +… more
    Capital One (11/20/25)
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  • Agency Chief Equal Opportunity Officer (Aceoo)…

    MTA (New York, NY)
    …to ensure diversity, inclusion and nondiscrimination; and the review, monitoring and audit of (The Agency's) policies and procedures to ensure compliance with local, ... rights (nondiscrimination) Programs. + Facilitate conversations with the Agency's executives, manager and staff to ensure that diversity and equal opportunity… more
    MTA (10/23/25)
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  • VP, Global Control Room - Initiatives & Portfolio…

    TD Bank (New York, NY)
    …portfolios and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room deployments, and ... Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and exam inquiries as they relate to… more
    TD Bank (09/20/25)
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  • Sr. Compliance Officer - Compliance Oversight…

    TD Bank (New York, NY)
    …of global security and derivative products, markets and systems at financial institutions including operational, trading, and deal management practices and ... activities. + Knowledge of financial product laws, rules and regulatory landscape, and a...behaviors and market participants. + Knowledge of testing or audit concepts and principles, as well as control analysis… more
    TD Bank (09/20/25)
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  • Director, Business Risk Guide- Enterprise Services…

    Capital One (New York, NY)
    …while operating in a complex, highly regulated business. ​​As a Business Risk Manager in Capital One's Enterprise Services (ES) Risk organization, you will apply ... of our highest profile Risk Management projects.As a Risk Manager in the Enterprise Services Risk Office, we are...party risk management processes across Capital One and driving project and program delivery. Here's what we're looking for… more
    Capital One (11/04/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …are kept current + Assist in responding to internal and external audit requests + Prepare summaries, presentations, briefing notes, and other required documentation ... or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as...abuse and manipulation. + Advanced understanding of testing or audit concepts and principles as well as control analysis… more
    TD Bank (10/12/25)
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  • Analyst - Strategic Sourcing Compliance

    Tiffany & Co. (New York, NY)
    …and analyze Sourcing-related data, including material source origins, supplier certifications, audit results, and receipt volumes + Conduct insightful and audit ... database of supplier materials, attributes, certifications, and compliance performance Project Management: + Lead Strategic Sourcing contributions to projects… more
    Tiffany & Co. (10/31/25)
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  • Senior FCRM Compliance Officer - Prime Brokerage…

    TD Bank (New York, NY)
    …Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, TD Securities, US **Position Summary** The ... supports TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
    TD Bank (11/05/25)
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  • Compliance Director Business Oversight, Consumer…

    TD Bank (New York, NY)
    …(Fed), Consumer Financial Protection Bureau (CFPB), Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids ... overseeing and/or coordinating a diverse group of compliance professionals, project managers, analysts, business and corporate function specialists, risk and… more
    TD Bank (11/06/25)
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