- M&T Bank (New York, NY)
- …team to obtain and analyze due diligence items including Sponsor financials, project budgets and proformas. + Coordinate underwriting and closing process with ... represent the Bank. + Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's Risk Appetite.… more
- US Bank (New York, NY)
- …management, investment services and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit ... Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes rather than… more
- US Bank (New York, NY)
- … audit activities at the direction of the lead auditor and/or primary audit manager , including assisting in planning of projects and development of risk-based ... Standards and the common definition of internal controls + Knowledge of Risk/Compliance/ Audit competencies + Strong process facilitation and project management… more
- M&T Bank (Buffalo, NY)
- …with senior management, peer networking, and working in teams on two group project assignments. OJT responsibilities vary by department and are assigned by the ... department manager . The position may be responsible for additional projects...of all financial data, promote compliance with all financial regulatory requirements, maintain an adequate system of internal financial… more
- Capital One (New York, NY)
- …good working relationships with line management and auditees during engagements. + Manage audit work and project resources during audit engagements, ... Principal Auditor - Global Payment Network Capital One's Audit function is a dedicated group of professionals...ecosystem related risks, as well as risk management and regulatory expectations for a large financial institution. This role… more
- M&T Bank (Buffalo, NY)
- …with senior management, peer networking, and working in teams on two group project assignments. OJT responsibilities vary by department and are assigned by the ... department manager . The position may be responsible for additional projects...in a timely manner and maintain client communications on regulatory , legal, accounting, fiduciary and ERISA matters. Confirm with… more
- M&T Bank (Getzville, NY)
- …with senior management, peer networking, and working in teams on two group project assignments. OJT responsibilities vary by department and are assigned by the ... department manager . The position may be responsible for additional projects...reports and spreadsheets to include but not limited to project or product strategy analysis, historical reporting, work flow… more
- Capital One (New York, NY)
- …initiatives, including oversight of third party resources + Support interactions with Internal Audit and Regulatory agencies related to our work, as applicable + ... regulatory practices + Cybersecurity and technology risk and project management certifications such as Certified Information Systems Security Professional… more
- TD Bank (New York, NY)
- …adherence to enterprise-wide initiatives including global policies and governance. + Assist with regulatory and audit requests. + Provide backup to general AML ... a robust financial crime risk management ("FCRM") program that meets regulatory requirements and mitigates financial crime risk. This involves providing guidance… more
- TD Bank (New York, NY)
- …Room portfolios and Business partners) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new Global Control Room ... key stakeholders with Global Control Room and Compliance broadly to respond to regulatory inquires and internal audit requests, including, requests for data, and… more