• Senior Compliance Business Oversight Analyst - US…

    TD Bank (New York, NY)
    … audit or business operations experience in areas involving regulatory compliance.** + **Detail oriented and well-developed organizational, time management and ... project management skills.** + **Ability to manage multiple tasks...and with internal and external business partners (eg, Internal Audit , external consultants) to respond to regulatory … more
    TD Bank (04/10/25)
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  • Lead Contract Compliance Analyst

    University of Rochester (Rochester, NY)
    …organizational and governmental standards. Maintains compliance with all country-mandated regulatory requirements. Documents legal regulations that might affect the ... policies and procedures. Maintains the organization's ongoing relationships with regulatory commissions/authorities. Coordinates and conducts the assessment of internal… more
    University of Rochester (03/17/25)
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  • Controls Assessment & Testing Senior Specialist…

    M&T Bank (Buffalo, NY)
    …and Cybersecurity Risk, and internal partners such as the Risk Division, Internal Audit , and Regulatory Affairs. + Work is accomplished with periodic direction. ... programs that informs how to align practices with business objectives and regulatory requirements, including (but not limited to) developing complex process maps,… more
    M&T Bank (04/25/25)
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  • VP - Finance TDS (US)

    TD Bank (New York, NY)
    …flow of regulatory exams and audits involving the regulated entities; + Project manage in translating the tactical regulatory reporting processes into the ... as well as maintaining key relationships with both internal and regulatory stakeholders (SEC/FINRA/NFA/External Audit ). **_Overall purpose:_** The primary… more
    TD Bank (05/05/25)
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  • In-House EHS Officer

    City of New York (New York, NY)
    …program that results in continuous improvement items. BEDC seeks to hire an Associate Project Manager 2 for the Environmental Health & Safety (EHS) directorate ... construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and DEP...10595 To Apply: To apply click "Apply Now" ASSOCIATE PROJECT MANAGER - 22427 Qualifications One year… more
    City of New York (04/26/25)
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  • Head of Commercial Risk & Controls Governance (US)

    TD Bank (New York, NY)
    …CFA) + 12+ Years of related experience in Banking with focus in Internal Audit , Loan Review, + Regulatory , Compliance, Risk Management, and/or Quality Assurance ... areas is preferred + Commercial Banking, Project Management, Audit , and/or similar experience preferred...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
    TD Bank (04/30/25)
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  • Head of Compliance, Platforms & Technology,…

    TD Bank (New York, NY)
    …overseeing technology platforms, systems, marketing content, and digital channels. * Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , ... and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) supported *… more
    TD Bank (05/02/25)
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  • FICC Sales and Trading Compliance

    SMBC (New York, NY)
    …+ Escalates regulatory concerns and other significant matters to their manager and ongoing support as necessary for matters requiring escalation. + Interfaces ... **Role Description** The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the...with regulators and Internal Audit during compliance related examinations / audits related to… more
    SMBC (04/16/25)
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  • Vice President, Capital Markets Supervision…

    BMO Financial Group (New York, NY)
    …and clear manner + Operate effectively within a demanding environment with constant regulatory and audit scrutiny + Ability to work independently, multitask ... and sustain its risk-based compliance with applicable laws and regulatory requirements. CMS tests that the First Line of...of defense and with corporate support functions + Proven project management capabilities and an ability to co-ordinate the… more
    BMO Financial Group (04/15/25)
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  • Management Development Program Mortgage…

    M&T Bank (Amherst, NY)
    …with senior management, peer networking, and working in teams on two group project assignments. OJT responsibilities vary by department and are assigned by the ... department manager . The position may be responsible for additional projects...team on bank-wide projects, acting as a liaison between project teams, 3rd party vendors, other lines of business,… more
    M&T Bank (04/29/25)
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