- TD Bank (New York, NY)
- …and create efficiencies + Liaise with risk, compliance, ERM/ORM, legal, and audit partners as required + Drive and support the implementation of enterprise-wide ... relevant policies and procedures + Ensure governance documents align with regulatory expectations, internal standards, industry best practices, and enterprise risk… more
- SMBC (New York, NY)
- …+ Lead the coordination and execution of remediation activities related to regulatory findings and audit observations, ensuring timely closure, documentation, ... quality, retention, lineage, metadata). + Experience in navigating and remediating regulatory or audit -driven findings, including control definition and issue… more
- TD Bank (New York, NY)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, ... expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, … more
- TD Bank (New York, NY)
- …as needed** **Job Summary:** The **Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our ... cross-functional teams to enhance transparency and decision-making. A strong background in regulatory compliance management, risk, or audit within the banking… more
- SMBC (New York, NY)
- …of risk oversight processes across SMBC entities. This includes committee governance, regulatory and audit engagement, and issue management. The VP is ... for ensuring timely, consistent, and high-quality preparation of materials for committee, regulatory , and audit submissions as well as timely escalation of… more
- Citigroup (New York, NY)
- …+ Demonstrates consistent track record of having worked as a Program or Project Manager , or working on large, strategic cross-functional projects + Strong ... businesses / functions / regions. + Lead execution of Regulatory and Internal Audit Corrective Action Plans...Centralized Framework for Data Metrics to demonstrate Business and Regulatory Outcome The Data Governance Foundation Group Manager… more
- American Express (New York, NY)
- …with relevant regulations, including SR 11-7 and other applicable guidelines. + Manage regulatory and audit responses related to model risk management. + Risk ... + Act as a liaison between model risk management, business units, internal audit , and regulatory bodies. + Collaborate with model owners and validation… more
- Grant Thornton (New York, NY)
- …related certifications required. + Preferred experience in management consulting, internal audit , regulatory compliance, and/or forensic engagements. + Proven ... As a Real Estate/Construction Advisory Manager , you will get the opportunity to grow...business needs and be responsible for all phases of project and engagement management for multiple clients in a… more
- TD Bank (New York, NY)
- …Leads, and Chief Compliance Officers) to develop clear deliverables, milestone, and project plans for regulatory initiatives, new surveillance deployments, and ... surveillance enhancements. + Issues Management: Track and manage Regulatory and Audit Findings related to surveillance to ensure that such findings are properly… more
- Grant Thornton (New York, NY)
- As an Accounting Advisory Manager , you will be responsible for teams that consult with clients on complex accounting transactions. You will help clients address ... their transactional, regulatory , and strategic needs - all with the resources,...among others. You'll build relationships with clients and your project teams, and engage client stakeholders to identify, assess,… more