- Truist (Charlotte, NC)
- …and access management control function + 10 years' experience as a 1st line manager + 10 yeas' experience in tactical planning and execution 10 years managing simple ... d) business unit risk management e) technology risk f) audit and g) external auditors + 3 years' experience...security + 3 years' experience managing the remediation of regulatory matters and internal findings + 2 years' experience… more
- Truist (Raleigh, NC)
- …enhance achievement of goals and objectives 6. Present and effectively communicate identified audit issues to Management and the Engagement Manager . 7. Develop ... advanced audit skills and begin developing risk assessment and project management skills 8. Deepen knowledge of the organization, operations, policies and… more
- Carrington (Raleigh, NC)
- …and reconcile evidence and other assessment documentation to ensure compliance with audit controls and regulatory requirements. + Create and maintain a ... requests. + Actively engage appropriate resources and function as project coordinator to ensure a timely and accurate response...meeting coordination. + Ensure the continuity and accuracy of audit and regulatory responses. + Review the… more
- Bank of America (Charlotte, NC)
- …is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently ... designing and executing audit tests, assessing issues for business impact and recommending...Management activities (eg Private Bank and Merrill Wealth Management). Project areas include testing processes and controls within Investment… more
- Deloitte (Charlotte, NC)
- …daily retirement plan operations in accordance with company guidelines and regulatory requirements. Ensure plans are administered appropriately, in accordance with ... plan lump sum and annuity payments/funding. + Respond to internal and external audit requests. + Manage tasks related to compliance with provisions of the Employee… more
- Grant Thornton (Charlotte, NC)
- …principals, managing directors (PPMDs) and professionals in evaluating new opportunities ( audit or other) or existing relationships for a client (or prospect) ... of the professional standards established by independence standard setters and regulatory bodies, including the American Institute of Certified Public Accountants,… more
- Truist (Raleigh, NC)
- …aligns with organizations compliance policies, providing automated efficient tools for regulatory monitoring. 4. Participate in compliance reviews, audit ... and remediation plan reviews to ensure solution development meets audit and regulatory requirements. 5. Develop FircoSoft...perform analysis, configure solutions, using tools specific to the project or the area. 6. Build FircoSoft Continuity &… more
- TD Bank (Charlotte, NC)
- …that could impact project timelines or the quality of the deliverables to project manager and business owner, provide options and recommendation + Acts as an ... + Advanced knowledge of bank's PDLC methodology, business testing and project management + Requires experienced, conceptual and practical knowledge within their… more
- Bank of America (Charlotte, NC)
- …operations functions related to US Client Asset Protection rules to ensure regulatory compliance and audit readiness. **Responsibilities:** + Assists with ... Markets Operations team which provides front-to-back oversight of customer protection regulatory requirements across multiple US Broker Dealers. This role serves as… more
- HAECO (Greensboro, NC)
- …by this repair station are properly executed. + Coordinating directly with the Project Manager to ensure proper understanding of the scope of work/maintenance ... Control/Chief Inspector is responsible to the Vice President of Regulatory Compliance for the overall operation of the Quality...to ensure adequate inspection duties are assigned to each project . + Manage operations in the most effective manner,… more