- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + ... onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments...of strategic planning for unit + Oversees program and project level forecasting and tracking + Directs the communication… more
- Amazon (Tonawanda, NY)
- …Mechanical Engineering, or other STEM field. - 4+ years of experience as a project engineer, process engineer, project manager , manufacturing engineer, or ... expectations with internal partner teams and outside vendors. *Promptly and accurately communicate project status, risk analysis and risk mitigation plans.… more
- Huntington National Bank (New York, NY)
- …+ Manage a portfolio of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer ... and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned… more
- MUFG (New York, NY)
- …various committees, working groups and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process from ... in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing)… more
- TD Bank (New York, NY)
- …US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... structure that aligns with the bank's size, complexity, and risk profile. In this role, you'll need to be...response to periodic examinations by regulatory agencies and internal audit , ad-hoc requests related to the CRA LR, business… more
- EMCOR Group (College Point, NY)
- …electricians and linemen. These employees are supported by experienced project management, estimating, engineering, accounting, and administrative personnel, who ... the company's current Environmental, Health and Safety policies and implement new risk control measures as needed + Independently develop, distribute and manage life… more
- RELX INC (New York, NY)
- …that inform product roadmaps and drive continuous improvement. Responsibilities + Project leadership and execution: Execute a portfolio of market research studies ... and compliance guardrails to contextualize product performance. + Maintain audit -ready documentation for methods, datasets, rater guidance, analyses, and outcomes.… more
- Tiffany & Co. (New York, NY)
- …and audit -ready analyses, identifying trends and mitigating supply chain risk + Develop and maintain a comprehensive database of supplier materials, attributes, ... analysis, and management of critical data points, contributing valuable insights and risk analysis. The Compliance Analyst will develop a deep understanding of… more
- Lotte Biologics USA LLC (Syracuse, NY)
- …benefits for patients worldwide. Position Summary Reporting to the Validation Senior Manager , the Validation Engineer ( Manager , Validation) plays a key role ... validation deliverables for new and existing equipment, supporting validation master and project plans, and driving process and project improvements that enhance… more
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