- TD Bank (New York, NY)
- …data management processes and enforce data governance policies to meet specific project needs, regulatory requirements and best practices + Support the development ... on timelines + Documentation of tasks and activities for audit purposes + Communicate the leadership of issues, availability,...matter expert in multiple areas and consults with clients/or project teams with respect to all aspects of business… more
- TD Bank (New York, NY)
- …partners + Meets regulatory and risk expectations in partnership with Risk , Compliance, Legal, Audit and Regulatory organizations **Education & Experience:** ... skills and experience working with data and technology-driven solutions for risk management + Excellent communication, leadership, and project management… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside...+ The role requires a strong self-starter, leader and manager who can identify and implement strategic program objectives,… more
- TD Bank (New York, NY)
- …engineering, finance or computer science) Graduate's degree preferred with either progressive project work experience, or; + 3+ year of relevant experience; higher ... in Microsoft Office applications including Power BI + Relevant Audit experience is a plus but not required +...revenue generated etc.) + Builds business requirements and facilitates project execution to develop insights + Utilizes quantitative and… more
- TD Bank (New York, NY)
- … project managers, analysts, business and corporate function specialists, risk and control partners, and other stakeholders + Coordinates with regulators ... Office of Supervision of Financial Institutions (OSFI) and internal audit to ensure compliance + Aids in development and...10+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory, or risk … more
- BMO Financial Group (New York, NY)
- …maintain current knowledge of regulatory requirements and developments, monitoring risk /trade surveillance, and identifying and corrects possible gaps and ... administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- TD Bank (New York, NY)
- …and business conduct issues + Liaison with other Divisions, such as Compliance, Legal, Risk and Internal Audit as well as support regulatory interactions + ... onboarding of new automated trading activities + Assist in risk assessment and market abuse risk assessments...of strategic planning for unit + Oversees program and project level forecasting and tracking + Directs the communication… more
- Amazon (Tonawanda, NY)
- …Mechanical Engineering, or other STEM field. - 4+ years of experience as a project engineer, process engineer, project manager , manufacturing engineer, or ... expectations with internal partner teams and outside vendors. *Promptly and accurately communicate project status, risk analysis and risk mitigation plans.… more
- Huntington National Bank (New York, NY)
- …+ Manage a portfolio of commercial customers in partnership with the assigned UW/Portfolio Manager + Manage risk on an ongoing basis by monitoring customer ... and associated resources. You will manage an assigned team of Relationship Manager /Bankers as direct reports; personally originate, service and maintain an assigned… more
- MUFG (New York, NY)
- …various committees, working groups and other meetings + Work closely with business unit risk manager across the lifecycle of the Issue Management process from ... in registering / opening data issues (Self Identified / Audit / Compliance) + Work closely with Auditors and...risks in RCSAs across the broker dealer entity (adhoc risk / controls reviews, group self-assessments, and controls testing)… more