- Bank of America (Charlotte, NC)
- …data to help identify, track, and report issues and control improvements for remediation . **Responsibilities:** + Partners with Risk, Audit , Technology, CFO DM's ... Sr. Business Control Specialist - CFO Data Management Charlotte, North Carolina **To...CFO DM. The role will ensure all requests from Audit , Risk, Technology, etc.. are documented appropriately, catalogued, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Enterprise Risk Specialist in our Home Lending Servicing Risk line of business. We are seeking a driven, ... Servicing processes, procedures, strategy and policy. The Senior Enterprise Risk Specialist will be responsible for oversight and strategic direction in addressing… more
- Wells Fargo (Charlotte, NC)
- …this role:** Wells Fargo is seeking a Principal Examiner - Senior Risk Asset Review Specialist in Credit Risk as part of Corporate Risk. Learn more about the career ... requirements in a variety of industries. + Experience in interacting with Audit , Legal, external agencies, and regulatory bodies on risk-related topics. + Good… more
- Wells Fargo (Charlotte, NC)
- **About this role:** The BSA/AML Principal Business Accountability Specialist serves as a pivotal figure in ensuring the bank's adherence to the Bank Secrecy Act ... and internal expectations. + Monitor regulatory developments and support audit and examination readiness, including crafting responses to regulatory inquiries… more
- Truist (Charlotte, NC)
- …and accuracy of data elements within assigned enterprise data entities. Measure and audit large volumes of varying data for quality and evaluate the business impact ... processes for assigned area of responsibility. 6. Make informed recommendations for remediation to the Data Assessment Director, as appropriate. 7. Identify, compare… more
- Vanguard (Charlotte, NC)
- …assessment reports, including root cause analysis and recommendations for remediation . Communicates findings to business partners and senior compliance leadership. ... Serves as a subject matter expert and liaison to regulatory agencies, internal audit , and risk partners. Supports regulatory exams and inquiries with timely and… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... remediation oversight** + **Foster a culture of integrity, ethics...activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting the Wealth Banking, TD Wealth… more
- TD Bank (Charlotte, NC)
- …work hands-on to drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to ensure the seamless ... compliance risk management, enterprise risk management, operational risk management, or audit experience within a regulated financial service or FinTech environment… more
- TD Bank (Charlotte, NC)
- …seeking a Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is responsible for developing an annual plan to ... address audit requests and feedback. The role requires excellent business...of the Compliance program + Represents CGO as a specialist on internal or external committees as well as… more
- TD Bank (Charlotte, NC)
- …variety of complex projects and initiatives requiring seasoned business partner specialist knowledge and/or the integration of cross functional processes within own ... preferred **Preferred:** + Progressive experience in financial controls, internal audit , risk management, or governance within a large, complex organization… more