- City National Bank (Charlotte, NC)
- …and procedures as well as create and implement corrective actions and track gap remediation . * Develops and presents training to assist in gap remediation and ... a financial institution * ACAMS Current Certified Anti-Money Laundering Specialist (CAMS) Certification *Additional Qualifications* * Model risk management… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... remediation oversight.** + **Foster a culture of integrity, ethics...certifications preferred such as Certified Fiduciary & Investment Risk Specialist (CFIRS) or Certified Trust and Fiduciary Advisor (CTFA).**… more
- TD Bank (Charlotte, NC)
- …and regulations.** + **Knowledge and experience within compliance or audit , legal and regulatory environment, enterprise governance framework, products and ... report on the status of the Compliance program + Represents CGO as a specialist on internal or external committees as well as on enterprise-wide Regulatory Change… more