- Truist (Charlotte, NC)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** The Issues Assurance Specialist is responsible ... for performing an assurance review of individual artifacts provided for remediation of high...date. 4. Ensure alignment to enterprise issue management standards, audit methodology, and regulatory expectations for issue closure. 5.… more
- Carrington (Raleigh, NC)
- …for this position is $24.00 - $28.00 per hour. **What you'll do:** + Review and assess large volume of documentation to complete existing vendor's annual review ... internal policy. + Monitor, track and conduct first level review of various vendor compliance documents throughout vendor oversight...current and entered upon receipt. + Respond to site audit exceptions identified by QCVM for compliance and ensure… more
- Coinbase (Charlotte, NC)
- …of stockholders' equity and preparation of disclosures. * Assist in coordinating the review and approval of quarterly and annual SEC filings by all relevant parties, ... including the Disclosure Committee, Audit and Compliance Committee, external auditors, and internal and...Investor Relations through tie out and other quality assurance review of their externally published materials, and prepare and… more
- TD Bank (Charlotte, NC)
- …testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and ... support business partners, functional areas or centers of expertise + Research, review and maintain expertise on banking regulations and laws, banking policies and… more
- Ankura (NC)
- …perspective based upon your expertise in GAAP, IFRS, and PCAOB Standards to assist audit firms with the identification of enhancements to their audit methodology ... and searches, asset searches, fund tracing, electronic data reviews + Review and finalize engagement work plans, working papers, project documentation, progress… more
- TIAA (Charlotte, NC)
- …management systems + Performs analysis for program reporting and metrics and provides audit and regulatory responses as needed. + Assists in vendor issue disposition ... + 2+ years' experience with vendor risk or operational risk management, audit , or compliance Preferred Qualifications: + 3+ years' experience with vendor risk… more
- American Express (Charlotte, NC)
- …years of experience in operational risk management (eg, within Risk and/or Internal Audit function); Preferrable experience in a Control Management or 2nd Line of ... design, performing and managing user acceptance testing, and performing product review / certifications. + Experience in change management in creating /supporting… more
- Truist (Raleigh, NC)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Perform SOX and cybersecurity compliance testing. ... of SOX IT, and assist management response for identified Audit and compliance gaps. + Ensure internal compliance to...+ Two years of demonstrated experience with IT/SOX IT Audit response and remediation activities. + Previous experience with… more
- Wells Fargo (Charlotte, NC)
- …other high-level operational guides, developing executive-level briefings, responding to audit , regulatory, and compliance requests, and acting as the operational ... will also be required to independently lead cross-functional engagements with audit , compliance, legal, policy, governance, and other cyber threat management teams.… more
- Latham, The Pool Company (Rockingham, NC)
- …Coordinate with site team to implement the EHS Program and respective policies. + Audit effectiveness of the site EHS program through audit program including ... Employer. Our hiring process includes drug screening, background check & E-Verify. The submission of your resume will expedite the review of your information. more