- Truist (Charlotte, NC)
- …unit's leadership regarding activities, trends, and events pertaining to risk, regulatory, audit and loan review activities. Promote various risk initiatives and ... **Work Shift:** 1st shift (United States of America) **Please review the following job description:** The Business Unit Risk...change). 6. Provide oversight and support for open risk, audit , and regulatory issues. Evaluate the root cause, the… more
- Truist (Raleigh, NC)
- …English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Engage with Core Technology & Operations ... laws and regulations. + Aggregate, integrate, correlate and report risks. + Review controls to confirm design is adequate and they are operating effectively.… more
- Datavant (Raleigh, NC)
- …vulnerability management, asset inventory hygiene, identity and access management, and audit readiness. Depending on priorities, you may lean into one security ... application protection) and broader efforts such as identity and access management, audit readiness, and risk mitigation. + **Translate strategic goals into program… more
- Lowe's (Mooresville, NC)
- …The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and regulations covered by ... Analyst may also work with US Customs and Border Protection (CBP) regulatory audit division and the Canada Border Services Agency (CBSA) and perform necessary… more
- Fifth Third Bank, NA (Charlotte, NC)
- …stakeholders and financial crimes leadership. The manager will also assist in the review and enhancement of LOB customer due diligence and customer risk rating ... identify risks and develop and recommend scope or target for the review , corrective action/or performance gap closure. Develops and executes strategies for closing… more
- TD Bank (Charlotte, NC)
- …appropriate. **Summary about the group** : **U.S. Compliance Complaint/Marketing Review team reviews marketing materials and complaints, tracks remediation efforts ... Business Oversight Analyst** **will own assigned complaints and marketing material review , run stakeholder meetings, research and review all complaints,… more
- American Express (Charlotte, NC)
- …support AXP wide projects, initiatives, reviews, and audits eg, Federal Reserve Exam, Internal Audit Group review and others. + Lead a team of professionals with ... in Finance/Accounting. CPA is a plus. + Knowledge of regulatory audit or process review is a plus. Guardian **Qualifications** Salary Range: $80,000.00 to… more
- Bell Partners (Charlotte, NC)
- …accounting experience to apply principles of accounting to analyze financial information, review work prepared by others, and ensure accounting and reporting are in ... the office (Charlotte, Raleigh or Greensboro) Duties and Responsibilities + Prepare/ Review financial statements and monthly closing for the private equity… more
- Truist (Charlotte, NC)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** The Issues Assurance Specialist is responsible ... for performing an assurance review of individual artifacts provided for remediation of high...date. 4. Ensure alignment to enterprise issue management standards, audit methodology, and regulatory expectations for issue closure. 5.… more
- Carrington (Raleigh, NC)
- …for this position is $24.00 - $28.00 per hour. **What you'll do:** + Review and assess large volume of documentation to complete existing vendor's annual review ... internal policy. + Monitor, track and conduct first level review of various vendor compliance documents throughout vendor oversight...current and entered upon receipt. + Respond to site audit exceptions identified by QCVM for compliance and ensure… more