- Sedgwick (Miami, FL)
- …action based on data. + Performs internal quality reviews on audits in compliance with audit requirements, standards, and service contract requirements. + ... files are coded correctly, and adequate documentation is made by examiners during the audit process. + Identifies areas to minimize risk of fines, penalties,… more
- Wells Fargo (Tampa, FL)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- NextEra Energy (Juno Beach, FL)
- …shape the future of energy! **Position Specific Description** NextEra Energy's Internal Audit Department is seeking a Principal Internal Auditor to join our team. ... based in our Juno Beach office and will report to the Internal Audit Investigations Leader. The primary responsibilities include working on investigations related to… more
- MUFG (Tampa, FL)
- …responsibilities between enterprise and application teams. . Integrate regulatory and compliance requirements into control specifications. . Perform risk ... risk or fail to meet evolving threat and compliance landscapes. . Recommend compensating controls or alternative design...risks, regulatory requirements, and internal policies. . Collaborate with compliance , legal, and audit teams to ensure… more
- Chewy (Plantation, FL)
- … compliance , including recall readiness and response planning + Lead social audit compliance activities by managing third-party audit providers, driving ... + Monitor emerging regulations, standards updates, and policy changes to proactively address risk and drive internal compliance updates + Help develop and refine… more
- Santander US (Miami, FL)
- …improvement across methodologies, tools, and reporting. * Engage with senior business, Compliance , Operational Risk , and Internal Audit stakeholders to ... or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues...peers including other first line of defense teams, corporate risk functions and internal audit . **Key Responsibilities**… more
- TD Bank (Jacksonville, FL)
- …Identifies and implements risk mitigation strategies for findings from risk assessment, audit findings, regulatory exams, potential violations of law, ... issues. This role oversees the timely execution of KYC reviews using a risk -based approach to align with policy and regulatory requirements. **Depth & Scope:** +… more
- EverBank (Jacksonville, FL)
- …of detailed programs for audits, the review of complex financial, operational, compliance and risk systems, processes and procedures to determine efficiency, ... as a team member on more complex audits, working under the direction of audit leadership and management. Under minimal supervision, this job works on problems of… more
- Citigroup (Tampa, FL)
- …businesses, Operations & Technology, as well as Global Functions including Finance, Risk and Compliance continuously striving to improve, monitor, measure, and ... on project plans in collaboration with varied stakeholders (eg, Operations,Technology, Finance, Risk , Front Office, Compliance , Legal, etc.) + Communicate clear… more
- TD Bank (Lake Mary, FL)
- …periodic reviews, and on an ongoing basis. The team ensures compliance with Global AML requirements, mitigating operational, regulatory, and reputational risks. ... 8): | Lead departmental projects: Drive process improvements, system enhancements, and risk mitigation initiatives for CDD operations. | Oversee the team's workload:… more