- Mizuho Corporate Bank (New York, NY)
- …well as Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk , market ... Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment,...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- Scotiabank (New York, NY)
- …of the end-to- end business/unit/process and associated risks, develops an appropriate risk -based audit approach and schedules timing and resources. + Ensure ... activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The...and themes or systemic issues that may impact the risk assessment of the audit universe and… more
- PNC (New York, NY)
- …help guide PNC's Internal Audit department into the future. * We execute a Risk Based Audit Approach * We value Data Analytics and Automation * We leverage ... members and business partners **Job Description** + Independently assists in financial, compliance , and/or operational audit reviews, including the evaluation of… more
- Wells Fargo (New York, NY)
- …our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those ... risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to applicable Wells Fargo… more
- Mizuho Corporate Bank (New York, NY)
- …areas of focus. + Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment, audit plan and ... a sound understanding of the financial services industry, including audit , financial, IT infrastructure and cybersecurity, risk ...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- Bloomberg (New York, NY)
- …teams and leadership to mature Bloomberg's control environment, focusing on risk -based and practical recommendations. Internal Audit continuously evolves the ... products, and services. You will be supporting the internal audit lifecycle and other team initiatives. Our risk...knowledge of the 2nd line of defense functions (eg compliance , risk management). + Experience using a… more
- M&T Bank (Buffalo, NY)
- …and Architecture functions. Responsible for overseeing, leading and executing annual risk assessments, audit examinations, continuous auditing & monitoring, and ... remediation plan validations. Communicate audit progress and findings to Bank management and oversee...portfolio / team. **Other Responsibilities** + Adhere to applicable compliance /operational risk controls in accordance with Company… more
- Aston Carter (New York, NY)
- …Internal Audit is tasked with establishing and expanding the internal audit function, prioritizing automation, efficiency, and risk alignment. This role ... SOX 404 across financial, operational, and technology areas, and spearheading impactful audit and risk initiatives in collaboration with cross-functional teams.… more
- SMBC (New York, NY)
- …partnerships with colleagues in other technology and control functions including legal, compliance , data security and risk management to promote front-to-back ... risk assessment and findings remediation. + Partner with audit colleagues in other business verticals and/or geographies to...expectations (eg, NYS DFS 500, FFIEC). + Knowledge of audit techniques, risk and internal controls assessment,… more
- SMBC (New York, NY)
- …with colleagues in other IT application and control functions including legal, compliance , data security and risk management to promote front-to-back ... risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to...NYS DFS 500, FFIEC, etc ) * Knowledge of audit techniques, risk and internal controls assessment,… more