- MTA (Jamaica, NY)
- …with planning, directing, and administering the operations of the MTA Ethics, Risk , and Compliance Program. Identify and assess departmental compliance ... and in accordance with the COSO framework relative to risk assessment, internal controls and fraud prevention as well...implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings… more
- Amazon (New York, NY)
- …equivalent - 4+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience in program ... Description We're seeking an experienced Risk Communications Specialist to lead and optimize our advertiser communications strategy regarding ad policy violations,… more
- KeyBank (Amherst, NY)
- …risks. **Required Qualifications** + Education/Background: Bachelor's degree + Minimum 6 years of compliance , risk management, and/or audit experience with a ... Ohio **About the Job** As part of Key's second-line-of-defense Compliance Risk Management function, the Risk...- second-line-of- defense testing, other risk or compliance testing functions, and/or internal or external audit… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital... & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused… more
- American Express (New York, NY)
- …strong strategic relationships across Global Financial Crimes Compliance , Operational Risk Management, Privacy, Internal Audit , Technologies, and the General ... Governance and Oversight is responsible for overseeing the Bank's and its Affiliates' compliance risk management activities. This position will be critical to… more
- JPMorgan Chase (New York, NY)
- …industry with background in controls, audit , quality assurance, operational risk management, or compliance ; or equivalent subject matter expertise in ... external partners to develop and execute on key initiatives, focus on operational risk excellence & control mitigation to manage continuous changes in the regulatory… more
- American Express (New York, NY)
- …and control effectiveness testing. Responsibilities will include the following: + Execute Compliance risk procedures on M&T projects in conformance with ... papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a...and second line of defense business functions specific to Compliance risk . + Efficiently manage routine client… more
- Amazon (New York, NY)
- … with applicable regulations and policies, we expanded Customer Trust to include Governance, Risk & Compliance and Audit & Oversight. Basic Qualifications - ... specialists, engineers, TPMs, PgMs, and PMs focused on privacy, ad risk (eg, malware prevention, Know Your Customer), regulatory engagement, responsible artificial… more
- JPMorgan Chase (Brooklyn, NY)
- …industry with a background in controls, audit , quality assurance, operational risk management, or compliance . + Ability to manage multiple deliverables. + ... Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls… more
- TD Bank (New York, NY)
- …responsive solutions** + **Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit )** **Customer ... a mission to build a more resilient and scalable compliance risk management function. As part of...in improvements implementation** + **Support testing engagements from Internal Audit , Compliance Quality Assurance, and others** **Job… more