- KeyBank (Amherst, NY)
- …(eg - trust/fiduciary, asset management, private banking, securities, etc.) compliance , risk management, and/or internal or external audit experience with a ... Road, Brooklyn Ohio **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program… more
- Amentum (Albany, NY)
- …Metrics:** Maintain comprehensive documentation related to ISMS, including control procedures, risk assessments, audit results, and adherence reports. Develop ... **Amentum seeks an ISO 27001 Compliance Engineer** Amentum is a global leader in...ISO 27001. + Strong knowledge of information security controls, risk management, and internal audit processes. +… more
- M&T Bank (Buffalo, NY)
- …tools, and approaches and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause. Communicate findings ... across their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate … more
- KeyBank (NY)
- …Ohio 44144 **Job Summary** As part of Key's second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer ... culture. As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of… more
- University of Rochester (Rochester, NY)
- …direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with ... University Audit and Risk Assessment + Department, Identify,...Risk Assessment + Department, Identify, assess, and prioritize compliance risks across the University's operations, including academic, research,… more
- TD Bank (New York, NY)
- …skills (eg, Power BI, Tableau) are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related fields, with demonstrated ... Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... will cascade throughout the organization. **US COC oversees a corporate oversight compliance risk management program.** The **Corporate Office Compliance … more
- TD Bank (New York, NY)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... change management, issue management, monitoring project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings...Enterprise Compliance Risk Assessment Framework + Monitors that… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more