- TD Bank (New York, NY)
- … projects/initiatives as a representative for area of specialization. + Support the audit engagement and risk assessment process to identify key risks and ... + Ensure processes, policies and procedures are designed in compliance with TD Risk Appetite. + Successfully...procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and… more
- SMBC (New York, NY)
- …for training development. + Help establish and maintain coordination with related compliance disciplines - eg, regulatory change, risk assessment, management of ... Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance ...to requests from regulators, the legal department, and internal audit and testing. + Other tasks as assigned, to… more
- New York State Civil Service (New York, NY)
- …matters. * Coordinate with Internal Audit staff to identify and mitigate areas of risk . * Represent ESD at Public Hearings. * Any other tasks as requested by the ... NY HELP No Agency Empire State Development, NYS Title Director of Compliance Occupational Category Other Professional Careers Salary Grade NS Bargaining Unit None… more
- Bank of America (New York, NY)
- …- Control Framework: Design and maintain product-level controls, in partnership with Legal, Compliance , Risk , and Audit , to ensure accounts meet legal, ... account types. The Product Manager will partner closely with Legal, Compliance , Operations, Technology, Risk , and Sales teams to ensure the bank maintains a… more
- PNC (Madison, NY)
- …in client facing activities. As part of the first line of defense, supports risk management, compliance , and audit needs. + Supports business, financial, ... drive transformation * Present new digital customer experiences to legal, risk , and compliance stakeholders as well as executive leaders for feedback, respectful… more
- City of New York (New York, NY)
- …in collaboration with facility personnel to prepare for PREA pre and full compliance audits - Preparing and presenting pre- audit reports and working ... than 9,500 diverse professionals and knowledgeable experts. DOC seeks to recruit PREA Compliance Managers who will be responsible for the following: - Supporting the… more
- PNC (NY)
- …of the first line of defense. Serves as point of review and sign off for risk management, compliance and audit requirements, as needed. + Manages, motivates ... to leverage that information in creating customized customer solutions. + **Managing Risk ** - Assessing and effectively managing all of the risks associated with… more
- SolomonEdwards (Albany, NY)
- …broker/dealer or non-deposit investment products (ideal), and/or o Second line (2LOD) compliance or audit functions with operational implementation experience. * ... regulated environment. **Skills and Job-Specific Competencies:** * Strong understanding of compliance , TPRM, and supplier risk management frameworks. * Excellent… more
- Insight Global (New York, NY)
- …recommend improvements. The ideal candidate is someone that has between 4-8 years of audit experience, a strong risk and controls mindset, and an understanding ... for Internal Auditors to join the Global Markets team within their Internal Audit division. This team is responsible for maintaining effective controls by assessing… more
- New York State Civil Service (Albany, NY)
- …a comprehensive annual audit plan for commercial gaming operations.Identifies audit priorities based on risk assessment, regulatory requirements, and ... improvements to policies and procedures to strengthen oversight and reduce risk .Prepares and reviews detailed audit reports, including findings, conclusions,… more