- Insight Global (New York, NY)
- …ideally a graduate degree in a related subject. - 4+ years of internal audit , compliance , or quality assurance testing experience. - Strong knowledge in auditing ... (BSA/AML), financial crime risks, and corporate legal functions. -Understanding of compliance program components, risk , and control processes. - Ability… more
- University of Rochester (Rochester, NY)
- …audits of on-campus and off-campus dining and retail locations to ensure compliance with local safety regulations, Monroe County Health Department standards, and ... Monroe County Health Board. Develops comprehensive action plans based on audit findings and regulatory updates, guiding location managers in proactively preventing… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. ... sites, and vendors (including contract research organizations) and ensure that audit results are communicated, and appropriate corrective actions are implemented and… more
- M&T Bank (New York, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance Present analysis or address questions during ... Credit Senior Associate plays a pivotal role in assessing and managing credit risk for commercial clients at M&T Bank. This position involves analyzing financial… more
- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS**...and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- M&T Bank (Tarrytown, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance . + Present analysis or address questions ... Commercial Credit Lead plays a vital role in assessing and managing credit risk for commercial clients at M&T Bank. This individual contributor client facing… more
- Citigroup (New York, NY)
- …Risk Management, Wholesale Credit Risk , Retail Credit Risk , Markets Risk , Independent Risk , Compliance , Finance, Operations & Technology and the ... Team Lead (C15)** **Team Overview** As part of the recently created Enterprise Risk Management (ERM) Data Governance Transformation Team, you will be part of a… more
- Mizuho Corporate Bank (New York, NY)
- … risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor ... management. Collaboration and engagement: + Collaborate with key stakeholders across IT, Risk , Operations, Legal, Compliance , and other functions, serving as a… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk and ... risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- S&P Global (New York, NY)
- …with Digital Solutions, including Service Level Agreements. + Oversee the Affiliate Risk Assessment, including the Vendor Compliance Controls Assessment and ... risk and control management activities, including but not limited to Internal Audit findings, controls testing, risk management and responding to regulators.… more