- TD Bank (New York, NY)
- …must ensure that the Bank is adequately protected from legal, credit, business, and compliance risk in all of its trading documents; including master agreements, ... portfolios are complete + Maintains required documentation for internal audit + Demonstrates governance, control and risk ...internal audit + Demonstrates governance, control and risk management behaviors in alignment with TD policies and… more
- TD Bank (Bayside, NY)
- …follows compliance / risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... comprehensive responses to all external audit , regulator and compliance requests and findings....as Bank Secrecy Act and Patriot Act to minimize risk and protect the customer + Accurately processes cash/deposit/withdrawal… more
- Grant Thornton (New York, NY)
- …related certifications preferred + Preferred experience in management consulting, internal audit , regulatory compliance , and/or forensic engagements + Proven ... and complete projects related to process improvements, vendor audits, risk and control assessments, investigations, litigation support, and project monitoring… more
- Tiffany & Co. (Pelham, NY)
- …Finance, etc.) + Ensure compliance for Sarbanes-Oxley reporting, CODC, and Audit Requirements. + Assess risk within inventory management processes and ... improvement projects in coordination with continuous improvement initiatives. + Ensure compliance for Sarbanes-Oxley reporting, audit driven Initiatives, key… more
- City of New York (New York, NY)
- …data, audit information, notices of violation, employee concerns, EHS compliance support, and Fleet safety data. 4) Perform detailed analyses and evaluation ... for maintaining agency-wide environmental and occupational health and safety compliance . Within OEHS, the Environmental Health and Safety (EHS) Performance… more
- Turner & Townsend (New York, NY)
- …& Program Management Support + Collaborate with project teams to ensure tax compliance and efficiency in construction at risk and program management engagements. ... + Develop roadmaps for tax integration of acquired entities, including ERP configuration and compliance planning. Compliance & Audit Management + Ensure … more
- Lifetime Assistance, Inc. (NY)
- …to reduce risk + Support both immediate safety actions and long-term fixes Audit Prep & Compliance + Coordinate audit documentation and ensure timely ... Quality Liaison, you'll be the bridge between data and action-supporting safety, compliance , and continuous improvement across all our services. This is more than… more
- Amazon (New York, NY)
- …Qualifications - 4+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Bachelor's degree or ... leveraging to drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with SQL and Excel… more
- M&T Bank (Williamsville, NY)
- …to staff. + Communicate and enforce operational and procedural changes to ensure compliance with Bank and division policy, investor regulations and very complex laws ... are followed to minimize risks to the Bank from non- compliance . + Exercise usual authority of a manager concerning...and terminations. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- M&T Bank (Buffalo, NY)
- …commitment/closing process for new investments by assisting the Operations & Risk Manager with closing tasks such as validating documentation, conducting preliminary ... Policy, CRA, Corporate Tax, and Sustainability) + Function as the Operations & Risk Manager's surrogate with respect to the ownership of the department's software… more