- CIBC (New York, NY)
- …CIBC LOBs and Capital Markets infrastructure partners (ie Finance, Operations, Technology, Risk Management, Compliance , Privacy, Audit ), regarding CIBC's ... Capital Markets Front Office teams, and the Infrastructure and Risk / Compliance Partners. The Team supports the...people, technology, processes or external events that arise from audit and control testing. The role applies advanced concepts… more
- Citigroup (Getzville, NY)
- …Deliver overall client satisfaction while at the same time meeting the firm's global audit , compliance , risk and control requirements + Owning the onboarding ... Citi. This will involve liaising with clients and several teams in Sales, Legal, Compliance , Credit, KYC, Operations, etc to ensure that time to market is minimized… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory… more
- HSBC (Buffalo, NY)
- …initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support, or ... inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal...monitoring activities + Support the ongoing analysis of businesses' risk profiles and updates of the assigned audit… more
- Capital One (New York, NY)
- …potential risks exposures, and materiality of loss; + Design and perform compliance audit procedures, including identifying and defining issues, reviewing and ... Senior Audit Manager, Financial Crimes Compliance &...Senior Audit Manager, Financial Crimes Compliance & AML (Hybrid) Capital One's Audit...of experience in auditing, at least 7 years in compliance , at least 7 years in risk … more
- M&T Bank (Buffalo, NY)
- …in-depth business and risk knowledge to properly assess associated risk and controls. **Primary Responsibilities:** Successful Audit Plan Completion + ... upon their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- American Express (New York, NY)
- …Degree required + 4-5 years of demonstrated consumer financial services experience in a compliance , legal, audit or risk role + Substantive knowledge of ... and define your own path. Find your place in risk and analytics on #TeamAmex. Global Compliance and Ethics (GCE), is responsible for establishing and maintaining… more
- S&P Global (New York, NY)
- …Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit . + Support in defining a ... and controls are covered + Support the implementation of the Governance, Risk , and Compliance (GRC) tool, focusing on the technology aspects. + Support the… more
- Fedcap (New York, NY)
- Position Summary The Internal Audit and Compliance Controller - will take ownership of Internal and External Audits; Create and manage the Agency's Tax ... this role, you will conduct both internal control and risk assessment-based audits for multiple practice areas and groups,...fit if you have: + 10+ years of internal audit and compliance experience. + 5+ years… more
- S&P Global (NY)
- …Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit . + Lead efforts to ... (for internal use):** 11 **S&P Global Corporate** **Lead, First Line Technology Risk Metrics and Automation** **The Team:** Digital Solutions (DS) is an… more