- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Strategy & Operations (AVP) and responsible for overseeing compliance business operations including managing audit and...Operational Risk Profile, facilitating RCSAs, and other risk and compliance assessments.** The above details… more
- Huntington National Bank (Charlotte, NC)
- …& Responsibilities: + Perform upfront due diligence reviews, including credit, AML and risk policy review and approval + Determine lessons learned from onboarding a ... On a day-to-day basis, collaborate and partner with various risk partners and stakeholders across HNAB, including the 2nd...+ Experience with card brand bank sponsorship on site audit processes + Demonstrated ability to build and manage… more
- Huntington National Bank (Charlotte, NC)
- …advancements. + Collaboration: Coordinate with various teams to support governance, audit / compliance , and validation projects related to developed models. + ... Description Quantitative Risk Modeling Lead Summary:The Quantitative Risk Modeling Lead is responsible for overseeing the development, implementation, and… more
- Capital One (Charlotte, NC)
- …and procedures to provide optimum client experience and appreciation of regulatory, compliance and risk environment + Demonstrate and articulate processes and ... Principal Risk Associate, Capital Markets Regulatory Onboarding Are you...and validation of onboarding documentation for accuracy and regulatory compliance + Consult Front Office and external customers on… more
- Intuit (Charlotte, NC)
- …governance and audit readiness for forecasting models, documentation, and regulatory compliance . + Serve as a subject matter expert on loss forecasting and ... field. + **8-10+ years** of experience in **credit loss forecasting, credit risk analytics** , or **quantitative finance** , with increasing responsibility. +… more
- Capital One (Charlotte, NC)
- …of our Audit team. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to perform professional internal ... auditing work that involves conducting operational, and compliance audit projects and providing input to...Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Risk Compliance Manager (CRCM) or a relevant… more
- American Express (Charlotte, NC)
- …strong strategic relationships across Global Financial Crimes Compliance , Operational Risk Management, Privacy, Internal Audit , Technologies, and the General ... Governance and Oversight is responsible for overseeing the Bank's and its Affiliates' compliance risk management activities. This position will be critical to… more
- ISC2 (Raleigh, NC)
- …or Accounting, preferred + Ten years of relevant experience in accounting, tax, & audit compliance **Physical and Mental Demands** + Work extended hours or ... tax compliance processes, overseeing financial statement audits, mitigating financial risk in close partnership with domestic and international tax advisers, and… more
- UNC Health Care (Chapel Hill, NC)
- …Identifies and evaluates the area under review, identifying and documenting areas of risk and vulnerability related to non- compliance . Assists in development of ... or group feedback. Performs billing audits and ensures correct coding and billing compliance . Documents audit work and findings in accordance with department… more
- Bank of America (Charlotte, NC)
- …multi-task in a deadline driven environment **Desired Qualifications:** + Operational risk , compliance risk or audit experience also beneficial + Big 4 ... results + Leads the assessment of the design and effectiveness of the risk and control environment to support Client Operational Services and ensure adherence to… more