- Lowe's (Mooresville, NC)
- …at reducing error rates and enhancing data integrity, ultimately contributing to lower audit assessments and improved compliance outcomes. + Lead efforts to ... of sales and use tax audits, proactively mitigating the risk of additional interest and penalties through effective planning...implement corrective actions that enhance compliance and reduce future audit exposure. +… more
- Wells Fargo (Charlotte, NC)
- …deliver targeted compliance awareness training. + Collaborate with Legal, Risk , Audit , and other internal stakeholders. + Prepare management-ready reports ... risk -based compliance programs and controls. + Provide regulatory compliance risk expertise and consulting for high- risk projects and initiatives. +… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- Wells Fargo (Charlotte, NC)
- …complex business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory ... oversight and monitoring of business group risk based compliance programs + Maintain compliance risk expertise and consulting for projects and… more
- Wells Fargo (Charlotte, NC)
- …complex business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory ... Provide oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk expertise and consulting for projects and… more
- TD Bank (Charlotte, NC)
- …skills (eg, Power BI, Tableau) are a plus.** + **5+ years of experience in compliance , risk management, internal audit , or related fields, with demonstrated ... Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... will cascade throughout the organization. **US COC oversees a corporate oversight compliance risk management program.** The **Corporate Office Compliance … more
- American Express (Apex, NC)
- …regulatory exam readiness, issue remediation, and corrective action planning + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... this role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk identification, management, and mitigation across US… more
- American Express (Charlotte, NC)
- …regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... effective controls and mitigation strategies. + Support the execution of business-level compliance risk assessments and control self-assessments. + Support… more
- S&P Global (NC)
- …Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and Compliance and Audit . + Lead efforts in ... **Responsibilities and Impact:** This role reports to the Head of Technology Risk and Governance in the Global Digital Technology Organization. The Head of… more