- SMBC (Charlotte, NC)
- …business sectors and the second and third lines of defense functions (ie Finance, Risk , Internal Audit , Compliance , Legal). + Manage activities related to ... or related discipline). + 3-5 years of business experience in finance, audit , risk , compliance , or regulatory management in banking / financial services.… more
- ManpowerGroup (Charlotte, NC)
- … Risk Control Self-Assessment (RCSA) activities and concepts. + Strong operational, compliance , or audit risk management experience in financial services ... **Job Title: Sr. Risk Consultant (RCSA- Business/Operations)** **Location:** Charlotte, NC (Hybrid)...and operations. + Monitor assigned control activities to ensure compliance with requirements. + Escalate issues as needed and… more
- American Express (Charlotte, NC)
- …in finance, law, business, or a related field. + 5-7 years of experience in Compliance , Risk , Audit , or related field in financial services. + Foundational ... a culture of integrity and effective second line independent Compliance oversight.** The Manager, Compliance Risk...of CRA tooling and system enhancements. + Support regulatory, audit , and testing reviews related to the CRA process.… more
- Bank of America (Charlotte, NC)
- …include independently designing and executing audit tests, assessing issues for compliance risk within the business and recommending severity ratings, and ... control environment + Executes audit strategy for the sound application of risk -based compliance focused auditing by defining audit scope and audit … more
- US Bank (Charlotte, NC)
- …than five years of applicable experience **Preferred Skills/Experience** - Prior internal audit , risk , compliance , or quality assurance testing experience ... also interact heavily with Finance processes and control owners and other internal Risk and Audit professionals. **Location Expectations** The role offers a… more
- Trellix (Raleigh, NC)
- …Skills:** + **Bachelor's degree OR High School diploma with 4+ years of experience in IT Audit , IT Compliance , IT Risk Management, or a related field.** + ... to ensure audit readiness and assist with audit follow-ups. Contribute to periodic reporting on compliance... audit follow-ups. Contribute to periodic reporting on compliance status to security and business leadership and governance… more
- Coinbase (Charlotte, NC)
- … is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... , External Audit , ICFR/SOX Compliance , SOC Reporting, IT Audit , Finance, Risk Management, or related fields, with a significant portion in a leadership… more
- Navient (Raleigh, NC)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the ... to ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit , or risk management disciplines are encouraged but not… more
- American Express (Charlotte, NC)
- …unit's exams, where appropriate. **Minimum Qualifications:** + 4 years in a financial risk management function (eg, audit , compliance , operations, credit). + ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit… more
- Bank of America (Charlotte, NC)
- …issues and remediate open gaps in a timely manner.The role will interact with internal Audit Executive, Compliance and Operational Risk Executives as well as ... GT and Line of Business, and control partners (ie GIS, Technology Compliance & Ops Risk , Audit , etc.) + Identifies recommendations to leadership to maximize… more