- PNC (Houston, TX)
- …product offerings meet their strategic goals. Develops product-specific marketing initiatives. Supports risk management, compliance and audit needs as part ... experiences. It is also responsible for securing alignment with Legal, Compliance and Risk stakeholders to ensure all features meet internal standards while… more
- Centene Corporation (Austin, TX)
- …creation and implementation of corrective action plans to reduce or eliminate risk resulting from non- compliance with DSNP regulatory requirements or performance ... or related field or equivalent experience required + 4+ years experience in compliance to include risk assessment against contract and regulatory requirements,… more
- New Jersey Resources (Houston, TX)
- …About Us: NJR Midstream is committed to ensuring the safety, integrity, and compliance of our operations. We partner with leadership and field personnel to develop ... culture, mitigate risks, and ensure reliability. The Director Safety, Integrity & Compliance will oversee NJR Midstream's Safety, Integrity, and Compliance … more
- Coinbase (Austin, TX)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... Attendance is expected and fully supported. We are seeking an experienced Compliance Program Manager to oversee the execution of high-priority regulatory … more
- Prime Therapeutics (Austin, TX)
- …Coordinate with business owners to implement corrective action plans + Develops compliance communication for risk assessment and corrective action plans for ... + Leads and supervise employees on assigned tasks, project risk assessments and manage relationships to help ensure efficient...the Corporate Compliance Committee (CCC) and Finance, Compliance & Audit Committee (FCA) meeting materials.… more
- Amazon (Dallas, TX)
- …- 5+ years of compliance program management, legal, governance, audit , risk /loss prevention, or equivalent experience - Experience establishing successful ... skills or equivalent - Professional auditing qualification, or similar risk or compliance credentials Amazon is an equal opportunity employer and does… more
- Charles Schwab (Westlake, TX)
- …remediation efforts and results of Global Compliance Testing Program + Global Compliance Testing and Internal Audit (Third Line of Defense) on test plans ... have** Required Qualifications: + At least 10+ years either in a Compliance or Risk Management role, preferably at a broker-dealer or investment adviser. +… more
- PNC (Dallas, TX)
- …in making recommendations on insurance decisions. Act as first line of defense, supports risk management, compliance , and audit needs as necessary. PNC ... that the portfolio has adequate coverage and is in compliance with internal policies and procedures. Works with general...advice and guidance to underwriters and asset managers regarding risk implications of any such exceptions or gaps in… more
- Charles Schwab (Westlake, TX)
- …of Bank, Trust, AML, Fraud, and Conduct audits that target governance processes, risk management programs, internal controls, and regulatory compliance . The team ... **Your opportunity** The Internal Audit Department (IAD) of The Charles Schwab Corporation...risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to… more
- Consolidated Electrical Distributors (Irving, TX)
- …in a human resource related function, with a significant focus on employment related compliance . Internal Audit experience is a plus. + Demonstrated expertise in ... employment compliance topics, fostering a culture of compliance throughout the organization. Auditing & Risk ...of compliance throughout the organization. Auditing & Risk Mitigation: + Conduct regular internal audits of employment… more