- CDM Smith (Los Angeles, CA)
- …operations, and contribute to the development and maintenance of privacy and compliance programs. Key Responsibilities include: Third-Party Risk Management * ... and privacy risks and recommend appropriate contract terms. Internal Risk & Compliance * Perform internal information...review and draft data protection clauses in vendor agreements. Audit & Client Support * Coordinate with internal and… more
- Intuit (Mountain View, CA)
- …Intuit's compliance practices to internal and external stakeholders. + Risk Assessment and Analysis: Design and conduct assessments, analysis, monitoring, and ... **Overview** **Position Description: Director, Enterprise Compliance ** Intuit is a global platform company that...self-employed. Across our four leading brands - Turbo Tax, Credit Karma, QuickBooks, and Mailchimp - Intuit serves over… more
- Nexon America Inc (El Segundo, CA)
- …potential risks and vulnerabilities, collaborating with relevant teams to coordinate risk remediation, and ensuring compliance with industry security standards ... security risk assessments on systems, vendors, and processes to ensure compliance . Collaborate with internal stakeholders to address audit findings and… more
- City National Bank (Los Angeles, CA)
- …strategically to guide the Private Bank management team on client servicing, operational risk management and compliance matters. Works with the management team ... liaison representing the Private Bank units in all matters affecting operations, risk management and regulatory compliance , including the development of new… more
- Comerica (CA)
- …Dealer Services customers, a portfolio with $9B? in exposure, reporting findings for risk management that directly and indirectly impact credit decision making. ... data, documenting processes, and testing controls to identify weaknesses, deficiencies, and compliance gaps. Prepare detailed audit work papers, findings, and… more
- KMC (Lake Forest, CA)
- …and audits of customer interactions, including contracts, calls, correspondence, SCRA compliance , credit reporting, GAP cancellations, and collection activities, ... credit , collections, servicing, and funding departments to evaluate compliance and service quality. + Evaluate call recordings to...and external departments. Serve as a liaison with internal audit , compliance , and legal teams to ensure… more
- SMBC (Los Angeles, CA)
- …15+ years of experience in internal controls compliance (SOX, FDICIA), internal audit , or risk management within the financial services or banking industry. ... requirements and the integration of internal controls into the bank's broader risk management and governance frameworks. + FDICIA Compliance Management: manage… more
- BMO Financial Group (Newport Beach, CA)
- …requirements are addressed satisfactorily and internal control standards, including adherence to audit , regulatory and compliance policies are met. + Preferred ... and credit solutions. + Has earned high credibility with Risk , LOB and credit product partners by being able to conduct quality analysis, address issues… more
- Wells Fargo (South Lake Tahoe, CA)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more
- Wells Fargo (San Francisco, CA)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... digital banking + Knowledge and understanding of banking industry laws and regulations, compliance controls, risk management and loss prevention + Ability to… more
Recent Jobs
-
RN Clinical Nurse Specialist
- CommuniCare Health Services Corporate (Cincinnati, OH)
-
Industry Specialist III- K12/Independent Schools
- Truist (Atlanta, GA)