- Scotiabank (New York, NY)
- …of two years of relevant experience in financial services industry, preferably in risk management, compliance , operations, or audit + Bachelor's degree ... & Markets provides a full range of investment banking, credit and risk management products and services...recorded in OpenPages system to reflect impact of Internal Audit findings, regulatory findings, compliance testing results… more
- TD Bank (New York, NY)
- …the business, control, and infrastructure functions are meeting the organization's effective risk management requirements. + Ensure the compliance of capital ... Balance Sheet Management, Front Office, other second-line of defense risk partners, and Internal Audit . + Deliver...regulations + Manages or oversees a number of major risk area requirements such as Credit , Operational,… more
- Amazon (New York, NY)
- …make an impact on a global scale, please apply! Basic Qualifications - 6+ years of compliance , audit or risk management experience - Working knowledge of SQL ... at Amazon and working with one of the largest risk systems in the world? Amazon is seeking an...execute a plan. Key job responsibilities * Managing end-to-end credit abuse strategy across customer lifecycle * Assist in… more
- Citigroup (Queens, NY)
- …Wealth impact. + Drive robust data driven process to proactively prepare for on internal audit , risk / compliance reviews and regulatory exams in investment ... across cross functional teams. + Knowledge of best practices in Operational Risk , Compliance , Credit and Financial Operations. + Advanced analytical ability,… more
- TD Bank (New York, NY)
- …the accountability and authority to assess and challenge the first line to ensure compliance with same. Internal Audit is the third line of defense, providing ... to core functions + May be responsible for providing support for other major risk areas (eg Market, Credit , Reputational and/or Regulatory risks etc.) + May… more
- Citizens (New York, NY)
- …Accounting, Finance, Business Administration, MBA a plus + 5-8 Years experience in Audit , Risk Management, Compliance related roles + Preferred ... Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial, compliance , reputational) and risk … more
- Bank of America (New York, NY)
- …well as internal groups including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + Interpersonal Skills- Treats others with ... and tailor approach to drive optimal business outcomes **Skills:** + Analytical Thinking + Credit and Risk Assessment + Critical Thinking + Portfolio Analysis +… more
- SMBC (New York, NY)
- …with teams in the Front Office, Finance, Accounting, Compliance , Legal, and Audit , while leveraging resources within the Risk Management Department, to cover ... and securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and SEC/FINRA regulations… more
- Raymond James Financial, Inc. (New York, NY)
- …this leader will regularly interact with federal and state regulators, Compliance , Audit , business unit executives, Raymond James enterprise technology ... risk analytics solutions to assess exposures in market, credit , collateral, and liquidity risk management. Work closely with risk and business teams… more
- TD Bank (New York, NY)
- …teams to enhance transparency and decision-making. A strong background in regulatory compliance management, risk , or audit within the banking ... a mission to build a more resilient and scalable compliance risk management function. As part of...risk assessment, reporting and other activities;** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking,… more
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