- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in… more
- Capital One (New York, NY)
- …and regulations and fraud trends and typologies + Maintain expert understanding of Compliance Risk Management Framework and applicable laws and regulations + ... Compliance Advisor Manager is responsible for providing AML compliance advice to Capital One's credit card... data, interpreting it to ensure consistency and adequate compliance risk management + Flexibility to periodically… more
- American Express (New York, NY)
- …practices, and other relative banking laws/regulations. + Prior credit card industry, compliance , legal, or risk experience is a plus. + In-depth knowledge ... closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that...General Counsel's Organization, other Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit ,… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- CDM Smith (Buffalo, NY)
- …operations, and contribute to the development and maintenance of privacy and compliance programs. Key Responsibilities include: Third-Party Risk Management * ... and privacy risks and recommend appropriate contract terms. Internal Risk & Compliance * Perform internal information...review and draft data protection clauses in vendor agreements. Audit & Client Support * Coordinate with internal and… more
- Scotiabank (New York, NY)
- …the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and ... and validation testing efforts. + Understand how the Bank's risk appetite and risk culture should be...You'll Bring** + A minimum of 5 years of compliance , audit or regulatory exam support experience… more
- Capital One (Melville, NY)
- …Diploma, GED or equivalent certification** + **At least 3 years of experience in audit , compliance , risk management, controls, or transaction reviews** + ... (PPX) and Shopping Compliance Testing team. The Compliance Tester III will execute risk -based control...management, or compliance experience** + **Certified Regulatory Compliance Manager (CRCM) accreditation, Fair Credit Reporting… more
- Scotiabank (New York, NY)
- …of US compliance procedures. + Coordinate with Internal Control on compliance risk assessments, independently conduct the effective challenge of ... & Markets provides a full range of investment banking, credit and risk management products and services...compliance risk assessments, and… more
- SMBC (New York, NY)
- …areas of asset management and investment advisory Experience + 15+ years of experience in risk , compliance , audit and/or relevant law with at least: + 10+ ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more