- Huntington National Bank (Charlotte, NC)
- Description Roles & Responsibilities: + Perform upfront due diligence reviews, including credit , AML and risk policy review and approval + Determine lessons ... On a day-to-day basis, collaborate and partner with various risk partners and stakeholders across HNAB, including the 2nd...+ Experience with card brand bank sponsorship on site audit processes + Demonstrated ability to build and manage… more
- Truist (Greensboro, NC)
- …management products, policies and processes. 6. Maintain a knowledge of compliance , legal and documentation requirements, including those specific to state laws. ... notes, security agreements, funding information and other required documents in compliance with federal, state and local guidelines and lending policy guidelines.… more
- Wells Fargo (Charlotte, NC)
- …**Stakeholder Engagement** + Collaborate with senior leaders across Legal, Audit , Risk , and Business Units to align compliance strategy and execution. + ... are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... complex business units, rules, and regulations on moderate to high- risk compliance matters. + Exercise independent judgment...Update and author new desk procedures. + Interface with Audit , Legal, and Testing teams. + Thrive in a… more
- Wells Fargo (Charlotte, NC)
- …complex business units, rules and regulations on moderate to high risk compliance matters + Interface with Audit , Legal, external agencies, and regulatory ... oversight and monitoring of business group risk -based compliance programs + Maintain compliance risk...for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ),… more
- TD Bank (Charlotte, NC)
- …assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self-assessment activities for designated business using TD's ... change management, issue management, monitoring project implementation efforts, reviewing risk assessments, vendor engagements, reviewing audit findings...Enterprise Compliance Risk Assessment Framework + Monitors that… more
- American Express (Charlotte, NC)
- …requirements, Basel, Privacy requirements, etc.) + Prior credit card industry, compliance , legal or risk experience is a plus. + Strong relationship ... control design activities led by Control Management, advising on compliance risk mitigation elements. + Advising leaders...across the Enterprise such as the General Counsel's Organization, Audit , and 2LOD Global Compliance and Ethics… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... and clear audit deliverables **Required Qualifications:** + 4+ years of Audit , Risk experience, or equivalent demonstrated through one or a combination… more
- Compass Group, North America (Charlotte, NC)
- …a company as we continue to raise the bar. Job Summary Join the Cash Compliance & Controls (C3) team and help drive financial accuracy across hundreds of operations. ... Accountant, you'll play a critical role in ensuring the integrity of credit card and banking transactions across Compass's expansive footprint. This role offers… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs ( Credit , Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... Intelligence Models across various business areas, such as Fraud, Credit Risk and Bank Operations. + Lead...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more