- PNC (Los Angeles, CA)
- … monitoring program and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance program objectives for assigned ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- Ford Motor Company (Palo Alto, CA)
- …+ Collaborate with external auditors, legal, and risk management teams to ensure audit success and continuous compliance . + Security Governance & Risk ... lifecycle of ISO 27001 and SOC 2 Type 2 compliance . + Lead internal and external audit ...industry standards (eg, NIST, CIS, GDPR). + Perform regular risk assessments and ensure risks are mitigated appropriately across… more
- City National Bank (Los Angeles, CA)
- …* Provide legal advice to all three lines of defense (front line, Risk / Compliance , Audit ), broker-dealer businesses, and other US-based businesses regarding ... AML laws, including the Bank Secrecy Act, and other financial crimes. * Advise on high- risk client...with internal and external counsel and cross-functional teams, including compliance / risk to identify and mitigate risks associated… more
- Girl Scouts San Diego (San Diego, CA)
- …the Chief Executive Officer (CEO) and plays a critical role in shaping the financial health, strategy and resources, compliance and core operations of the ... goals and objectives. The CFAO is responsible for leading the council's financial strategy and oversees finance, information technology, risk management and… more
- Coinbase (Sacramento, CA)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Banc of California (Brea, CA)
- …a training plan and updates to staff about risk ; thorough knowledge of risk management, compliance controls, and loss prevention is required + Coaches team ... is committed to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable housing, and… more
- Google (Sunnyvale, CA)
- …+ Conduct implementation reviews and report on their findings. + Conduct risk assessments, identify opportunities for compliance process improvements, and lead ... 3 years of experience leading teams in a technical capacity or leading technical risk analysis in an enterprise environment. + Experience with global compliance … more
- Lincoln Financial (Sacramento, CA)
- …of testing according to internal audit methodology. + Prepare detailed audit reports outlining findings, risk criteria, and recommendations for management, ... and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS,… more
- Leonardo DRS, Inc. (Cypress, CA)
- …trends and be able to accurately interpret the results + Support of government compliance and audit activities + Understand Standards of Conduct to include: ... capital; forecasting; contractual reporting (CDRL, EVM, cost and pricing, C/SSR); risk management; return on investment (ROI); audit preparation and… more
- PennyMac (Moorpark, CA)
- …to analyze and assess risk based on potential impact to Pennymac for non- compliance + Proficient in Word, Excel and Power Point + Presentation experience is a ... PENNYMAC Pennymac is (NYSE: PFSI) is a specialty financial services firm with a comprehensive mortgage platform...complete mortgage journey. A Typical Day The Mortgage Servicing Compliance Specialist III is a senior subject matter expert… more