- City National Bank (Los Angeles, CA)
- …are documented in line with the standards * Participate in execution of essential risk program functions, including Compliance Risk Assessments, Key Risk ... risk management requirements. * Analyze, evaluate and periodically review relevant compliance and risk management practices across the organization, including… more
- Wells Fargo (Carmel, CA)
- …for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following ... execute strategies in alignment with internal goals while managing risk + Manage allocation of people and financial...banking options + Experience in identifying and managing regulatory compliance and risk + Relevant military experience… more
- Bank of America (Walnut Creek, CA)
- …client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, ... + Internal Audit Review + Leadership Development + Recruiting + Risk Management + Client Management + Customer Service Management + Employee Counseling +… more
- L3Harris (Sacramento, CA)
- … compliance with accounting standards, regulatory requirements, and internal financial policies. The Director of Accounting must exhibit exceptional leadership, ... and a commitment to upholding the highest standards of financial reporting and compliance . The role ensures...are resolved and that necessary changes are implemented. Support Financial Reporting Controls Group (FRCG) and Internal Audit… more
- Intuit (Mountain View, CA)
- …week. + Strong understanding of internal control over financial reporting, risk assessment, PCAOB expectations and SOX audit requirements. + Excellent ... you'll bring** + 3-5 years of experience in SOX compliance , internal audit , external audit ,...through ambiguity, proactively look ahead, anticipate questions, independently assess risk , think critically and creatively to achieve the best… more
- Moss Adams LLP (San Diego, CA)
- …not-for-profit organizations and governmental agencies. Services include internal audit , employee benefit plans, outsourced accounting, contract compliance ... audit reports for management review + Assist Managers and Partners in preparing risk assessment, audit plan programs and internal audit reports. + Build… more
- M&T Bank (Costa Mesa, CA)
- …monitoring risks and ensuring regulatory compliance for assigned accounts with Legal, Risk , Compliance and/or Audit as required. Research and resolve ... Global Capital Markets (GCM) accounts that may have significant complexity and risk , including all administrative, operational and risk management activities for… more
- Clay Lacy Aviation (Van Nuys, CA)
- …, and mitigate risk across all programs and systems. + Lead audit and compliance activities with internal and external stakeholders. Competencies and Skills ... Design and enforce robust internal controls to prevent errors, fraud, and non- compliance , with audit -ready processes and documentation aligned with applicable… more
- Jet Aviation (CA)
- …, and mitigate risk across all programs and systems. + Lead audit and compliance activities with internal and external stakeholders. **Competencies and ... Design and enforce robust internal controls to prevent errors, fraud, and non- compliance , with audit -ready processes and documentation aligned with applicable… more
- Gilead Sciences, Inc. (Foster City, CA)
- …audit readiness. + Develop and maintain program for internal financial audit readiness assessment (eg, "spot check" compliance audits and reporting for ... include definition and documentation of optimal project execution practices and tools, risk management, scope and cost change control, reporting / auditing, and… more