- Citigroup (Jacksonville, FL)
- …experience with Third Party Risk Management Policy and Third Party Risk Management Assessment procedures (TP-RAP) + Financial Services experience: 5 years ... the FCFP Group has responsibility for managing the end-to-end fraud and financial crimes processes across Retail Banking, Citi Branded Cards and Citi Retail… more
- Citigroup (Jacksonville, FL)
- …6-10 years of experience in operational risk management, compliance , audit , or other control-related functions in the financial services industry. + ... a comprehensive and robust Managers Control Self-Assessment (MCA), also known as Risk & Control Self-Assessment (RCSA), and the execution of control activities thus… more
- American Express (Sunrise, FL)
- …Investigations Unit (USIU) are part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC). ... Crimes Enforcement Network (FinCEN) or refer cases to internal compliance partners for global reporting. These teams also manage...of two years of experience in the legal field, audit , investigations or in the broader financial … more
- Coinbase (Tallahassee, FL)
- …deliverables to ensure successful outcomes. * Engage with key stakeholders (legal, risk , compliance , operations) to ensure ongoing communication and alignment of ... global and cross functional teams. * Working knowledge of laws, regulations, and risk management practices for financial services. * Hands-on involvement in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …a related discipline and a minimum of eight (8) years of experience in the financial services industry, compliance , or risk management. ~or~ * Any equivalent ... internal customers and may require occasional contact with internal audit control or industry regulators to identify, research, analyze,...and maintains Compliance Surveillance controls for multiple Compliance & Risk units. * Design and… more
- EverBank (Jacksonville, FL)
- …related to CRA, HMDA, and related fair lending requirements. + Works to ensure compliance and reduce risk related to CRA, HMDA and supporting requirements ... Minimum of 5 years of banking experience, preferably in compliance , lending, or audit roles + Hands-on...skills **Preferred Qualifications** + 7+ years in banking or financial services, with a focus on compliance … more
- Jabil (St. Petersburg, FL)
- …departments to gather, analyze and validate information.* Supports internal and external audit and review procedures.* Supports SOX compliance documentation and ... and support of sites and other functions.* Support internal and external audit and review procedures.* Support SOX compliance documentation and testing… more
- Lincoln Financial (Tallahassee, FL)
- …of testing according to internal audit methodology. + Prepare detailed audit reports outlining findings, risk criteria, and recommendations for management, ... and system development + Knowledge of internal controls, business / information technology risk , regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS,… more
- Leonardo DRS, Inc. (FL)
- …trends and be able to accurately interpret the results + Support of government compliance and audit activities + Understand Standards of Conduct to include: ... capital; forecasting; contractual reporting (CDRL, EVM, cost and pricing, C/SSR); risk management; return on investment (ROI); audit preparation and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(QC) mechanisms are in place to uphold the integrity, accuracy, and regulatory compliance of the financial crimes-related activities performed by the RJF AML/ ... + QA/QC methodologies and best practices for applying a risk -based approach to mitigate operational and compliance ...Effectively managing managers of teams responsible for QA/QC or audit functions within a financial institution. +… more