- American Express (Sunrise, FL)
- …regulatory exam readiness, issue remediation, and corrective action planning + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk ...+ 7-10 years of compliance , legal, or risk experience within a financial institution +… more
- TD Bank (Jacksonville, FL)
- …tracking, reporting, escalations, and restrictions related to customers identified as posing increased financial crime risk , in compliance with the bank's ... who can provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Financial … more
- American Express (Sunrise, FL)
- …and issue management. The successful candidate will proactively manage an effective compliance risk management oversight program for the US Consumer deposits ... and ongoing monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory… more
- Bank of America (Jacksonville, FL)
- …Analysis, Interpretation & Decisioning + Risk Control & Mitigation + Financial Crimes Compliance Risk Principles **Preferred Leadership Behaviors:** + ... I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of...Processes (HRPs). + Coordinates with GFC Modeling Analytics; Model Risk Management; and Financial Crimes Technology on… more
- Dycom (West Palm Beach, FL)
- **Discover a more connected Lead Financial Auditor career** At Dycom Industries, as a Lead Financial Auditor, you'll be responsible for conducting audits in ... accordance with the audit plan and having excellent written and verbal communication...external stakeholders. This individual will have experience in SOX compliance and a strong understanding of the COSO framework.… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …training and awareness efforts. + Performs initial and periodic privacy risk assessments and conduct related ongoing compliance monitoring activities ... Reports at least annually to Senior Leadership and the Audit / Risk Committee of the Board...and other regulations relevant to management of privacy. + Compliance and legal procedures in the financial … more
- American Express (Sunrise, FL)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... processes and controls are put in place to mitigate compliance risk . + Represent Compliance ...programs and appropriate for the business activities and inherent compliance risks. + Support regulatory examinations, internal audit… more
- Navient (Tallahassee, FL)
- …improve marketing review workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit , or operational risk & controls within the ... ensure project completion. **Even Better:** + Certifications in regulatory compliance , audit , or risk management...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial … more
- Oshkosh Corporation (Orlando, FL)
- …controls, and trade compliance regulations + Strong capabilities in risk management, audit preparation, and contractual analysis + Exceptional communication, ... Arms Regulations (ITAR). This role is integral in reducing legal and financial risk , supporting government audits, maintaining the organization's reputation, and… more
- American Express (Sunrise, FL)
- …+ Prior work experience in privacy compliance , privacy focused internal audit functions, and/or privacy risk management. + Strong analytical capabilities. + ... in assessing the design and efficacy of privacy or compliance risk related controls. **Preferred:** + Certified...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more