- SMBC (New York, NY)
- …with teams in the Front Office, Finance, Accounting, Compliance , Legal, and Audit , while leveraging resources within the Risk Management Department, to cover ... securities products. **Role Objectives: Delivery** 1. Maintain entity level Risk Governance in compliance with CFTC/NFA and...in the financial services industry, preferably in risk management or compliance . * Prior experience… more
- JPMorgan Chase (Brooklyn, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management & Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help ... impact our company, customers, and communities. Our culture in Risk Management & Compliance is all about...financial results to provide actionable insights to the Risk CFO. + Manage the governance framework for firmwide… more
- Raymond James Financial, Inc. (New York, NY)
- …technology, platforms, data and analytics of RJF Risk Management across all financial and non- financial risk stripes. Drive development of critical ... this leader will regularly interact with federal and state regulators, Compliance , Audit , business unit executives, Raymond James enterprise technology… more
- Citizens (New York, NY)
- …Strong Knowledge of Risk Management Principles: A solid understanding of various risk types (eg, operational, financial , compliance , reputational) and ... and implementation of adequate and effective controls to mitigate risk in an embedded payment relationship. + Financial...Administration, MBA a plus + 5-8 Years experience in Audit , Risk Management, Compliance related… more
- KeyBank (Buffalo, NY)
- …processes and assist in the review, update, and enhancement of operational and/or compliance risk management policies and procedure standards. + Effectively and ... interact with management, regulatory agency personnel, internal legal counsel, internal risk review personnel as well as operational/ compliance peers. +… more
- MUFG (New York, NY)
- …motivated and analytical professional to join our team in a role that bridges financial risk analysis and front-office business management. Serving as a critical ... risks, and the ability to liaise across multiple functions including trading, risk , finance, compliance , and operations. **Key Responsibilities:** * Support the… more
- Cherry Bekaert (NY)
- …and Advisory teams. + Champion the evolution of RAS offerings, including Internal Audit , Regulatory Compliance , Risk Management, and SOX. Leverage technology ... Risk Advisory. Banking industry experience is required. + Deep understanding of risk and compliance in the Financial Institutions industry with a focus on… more
- KeyBank (Buffalo, NY)
- …governance, technology risk , cybersecurity risk , operational risk , enterprise risk , audit , or compliance + Experience in a second line oversight ... Job** This 2nd Line of Defense role resides within the Data Risk Governance Office (DRGO), supporting oversight of enterprise-wide data governance practices across… more
- Mastercard (New York, NY)
- …Stakeholder Engagement: Collaborate effectively with First Line technology and product teams, internal audit , and other risk functions to foster a strong risk ... * Significant prior experience in engineering roles within the financial services or technology sector, with a significant focus... Risk Management Acumen: o Experience in technology risk management, audit , or a related control… more
- American Express (New York, NY)
- …strong collaboration across a variety of functions, including but not limited to Risk , Servicing, Decision Science, Legal, and Compliance , to develop best in ... manage and maximize customer relationships + Ensure operational excellence and compliance with regulatory, audit and oversight requirements + Understand… more