- TD Bank (New York, NY)
- …ideal candidate would be willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions. Works well in ... or a related field b(a plus) + Certification in risk management or financial analysis (FRM, PMI-RMP,...CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- Capital One (New York, NY)
- …or military experience + At least 4 years of experience in auditing, compliance , risk management, accounting, or a combination. Preferred Qualifications: + At ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital... & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused… more
- TD Bank (New York, NY)
- …with a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit -facing role** + **Working knowledge of ... or a related field (a plus).** + **Certification in risk management or financial analysis (FRM, PMI-RMP,...CFA, etc.) (a plus).** + **Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- KeyBank (Amherst, NY)
- …risks. **Required Qualifications** + Education/Background: Bachelor's degree + Minimum 6 years of compliance , risk management, and/or audit experience with a ... , or testing (eg - second-line-of- defense testing, other risk or compliance testing functions, and/or internal or external audit ). COMPENSATION AND BENEFITS… more
- TD Bank (New York, NY)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well ... risk management, operational risk management, or audit experience within a regulated financial service...CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- TD Bank (New York, NY)
- …workflows, and processes to simplify, streamline and create efficiencies + Liaise with risk , compliance , ERM/ORM, legal, and audit partners as required ... a mission to build a more resilient and scalable compliance risk management function. As part of...+ Minimum 7+ years of experience in governance, or risk management within the financial services or… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...experience **Desired/Preferred skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory… more
- TD Bank (New York, NY)
- …teams to enhance transparency and decision-making. A strong background in regulatory compliance management, risk , or audit within the banking ... a mission to build a more resilient and scalable compliance risk management function. As part of...bank customers is preferred.** + **Knowledge and experience within compliance or audit , legal and regulatory environment,… more
- MTA (New York, NY)
- …assisting with planning, directing, and administering the operations of the MTA Ethics, Risk and Compliance program. Additionally, this role supports the Agency ... suggestions, and conducts analysis of the program. + Ensure compliance by Department with accepted recommendations from Audit...necessary. + Special assignments for the Deputy Chief Ethics, Risk and Compliance Officer covering a variety… more
- Wells Fargo (New York, NY)
- …supervisors and COO teams as well as other support functions (eg, Compliance , Risk , Operations, Technology, Legal and Audit ). Their goal is to ensure a sound ... current and emerging risks which require understanding of business-specific knowledge related to financial crimes, operational risk , audit , legal, credit … more