- American Express (New York, NY)
- …guidance, and governance of ECMX-required activities in support of core operational risk and control initiatives such as Project Guardian, Risk Control ... (RCSA), Offers, Benefits & Rewards (OBR), internal and external audit engagements and issues management. The team will work...ECMX process and product owners to enhance the operational risk framework. Job Responsibilities + Act as a central… more
- BMO Financial Group (New York, NY)
- …assist in the implementation, maintenance and administration of the Fixed Income compliance program. Coordinate and performs risk assessment, monitoring, testing ... recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with regulatory… more
- American Express (New York, NY)
- …Compliance teams, Independent Compliance Testing team, Control Management, Internal Audit , Financial Crimes Compliance , and Privacy Office. + ... closure of gaps where required. + Participating in the Compliance Risk Assessment process to ensure that...+ Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial… more
- TD Bank (New York, NY)
- …and responsive solutions + Professional experience in a governance related field (eg Compliance , Risk Management, AML, Legal, Audit ) _The above details ... a mission to build a more resilient and scalable compliance risk management function. As part of...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- Citigroup (New York, NY)
- …include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on ... Serves as a function/business/product compliance risk officer as a **Senior...internal and external investigations, as well as testing and audit . + Designing and lead compliance and… more
- University of Rochester (Rochester, NY)
- …direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management: + In partnership with ... University Audit and Risk Assessment + Department, Identify,...financial management. + Develop and execute an annual compliance work plan that addresses the most significant +… more
- American Express (New York, NY)
- …business partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Organization, Privacy, Internal Audit Group). + ... monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk ...on team need. **Minimum Qualifications:** + 5 years in Compliance or related activities within financial services… more
- American Express (New York, NY)
- …regulatory exam readiness, issue remediation, and corrective action planning + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk ...+ 7-10 years of compliance , legal, or risk experience within a financial institution +… more
- PVH Corp. (New York, NY)
- …liaison with the IRS on all open audits; working strategically to minimize overall audit risk . + Monitor and interpret current and proposed US federal tax ... tax provision (monthly/quarterly/annual), including all related tax journal entries and financial statement disclosures in compliance with US GAAP reporting.… more
- M&T Bank (Buffalo, NY)
- …tools, and approaches and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause. Communicate findings ... across their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate … more