- American Express (New York, NY)
- …business partners and internal stakeholders (eg, other Global Risk and Compliance colleagues, General Counsel Organization, Privacy, Internal Audit Group). + ... monitoring to implement effective processes. + Support an effective Compliance program including Compliance Risk ...on team need. **Minimum Qualifications:** + 5 years in Compliance or related activities within financial services… more
- American Express (New York, NY)
- …regulatory exam readiness, issue remediation, and corrective action planning + Coordinate with compliance , legal, risk , and audit teams to ensure consistent ... role?** We are seeking an experienced and strategic Director, Compliance to lead compliance risk ...+ 7-10 years of compliance , legal, or risk experience within a financial institution +… more
- PVH Corp. (New York, NY)
- …liaison with the IRS on all open audits; working strategically to minimize overall audit risk . + Monitor and interpret current and proposed US federal tax ... tax provision (monthly/quarterly/annual), including all related tax journal entries and financial statement disclosures in compliance with US GAAP reporting.… more
- M&T Bank (Buffalo, NY)
- …tools, and approaches and in accordance with the Division's methodology. + Write audit findings that clearly identify risk and root cause. Communicate findings ... across their assigned domain. Responsible for overseeing and executing annual risk assessments, continuous auditing, and remediation plan validations. Communicate … more
- American Express (New York, NY)
- …the company's growth while safeguarding its reputation and operations. The Compliance Risk Management Governance team develops, oversees, and strengthens ... the Compliance Risk Management framework to ensure governance...and aligned with regulatory requirements and best practices. The Audit & Regulatory Engagement team manages internal and external… more
- KeyBank (NY)
- …field. + Minimum of 5 years of experience in banking compliance , internal audit , or as a financial institution examiner. + Strong understanding of 12 CFR ... KeyBank's Wealth and Fiduciary business lines. Operating within the broader Compliance Risk Management organization, this role plays a key part in ensuring… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible ... of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and goals across… more
- ManpowerGroup (Albany, NY)
- …**Client notes:** Required: About 5 years of experience working with federal grant compliance and audit or risk management experience. Potentially helpful ... POSITION IS NOT OPEN TO CORP. TO CORP.** **Grants Compliance Manager** **Work location is** **17 Columbia Cir Albany...concurrently. 2+ years of collective experience working in an audit oversight, risk management, or similar capacity.… more
- American Express (New York, NY)
- …leader of this Compliance verticals, the successful candidate will lead Compliance Risk Management oversight for all sub-units and portfolios within Tech, ... processes and controls are put in place to mitigate compliance risk . + Represent Compliance ...programs and appropriate for the business activities and inherent compliance risks. + Support regulatory examinations, internal audit… more
- Capital One (New York, NY)
- …line functions doing partner due diligence and partner reviews. The Senior Manager AML Compliance Advisor performs a key risk management role (second line of ... expertise of applicable laws and regulations + Engage in Audit , Regulatory, and other reviews of the AML program...+ At least 6 years of experience in regulatory compliance , risk management or anti-money laundering (AML)… more