- Binghamton University (Binghamton, NY)
- …and journal entries, overseeing banking and credit operations, preparing audit documentation, and supporting decision-making through comprehensive financial ... vendor aging schedules and address outstanding issues as needed. Audit , Compliance & Tax + Prepare documentation...Proficiency in Microsoft Excel + Understanding of internal controls, risk management and audit processes Preferred: +… more
- Bausch + Lomb (Rochester, NY)
- … compliance through documentation, maintenance, and testing of internal financial controls related to reporting, inventory, procurement, and capital expenditures. ... teams. + Compile and analyze documentation to support GL account balances; ensuring financial accuracy and audit readiness. + Develop and deliver financial… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank, Mizuho Bank (USA) and ... Mizuho Financial Group. Summary The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the … more
- CIBC (New York, NY)
- …to address existing and new regulatory requirements; + Coordinating US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the ... risk assessments of US regulatory requirement group topics to determine risk ratings under CIBC's Regulatory Compliance Management framework; + Assist in… more
- University of Rochester (Rochester, NY)
- …+ **Reporting & Documentation** : Prepare, present, and submit comprehensive reports on compliance status, audit results, risk assessments, and other ... and enforce internal policies related to government contracting, ethics, and overall compliance standards. + ** Risk Mitigation** : Identify, assess, and address… more
- University of Rochester (Rochester, NY)
- …**Responsibilities:** GENERAL SUMMARY Provides oversight, administration, and direction for high- risk and high-priority financial research compliance ... of Research Compliance for clinical research billing compliance , sponsored program financial compliance ,...consultation with UR department study personnel. + Prepares monthly audit samples of transactions for such identified risk… more
- SMBC (New York, NY)
- …to the President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer ... either a member or observer of various committees such as the New Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The … more
- Mizuho Corporate Bank (New York, NY)
- … AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our Compliance Department. You will oversee ... various Line of Business, Corporate Function, and Regionally aligned Compliance Conduct and Operational Risk (CCOR) groups...+ Prior experience in AI/ML and GenAI delivery in financial services industry. + Prior experience in compliance… more
- American Express (New York, NY)
- …consumer compliance experience + Experience in managing activity in compliance , banking, regulatory examinations or audit . **Preferred Qualifications:** + ... and define your own path. Find your place in risk and analytics on #TeamAmex. The Director of Consumer...and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within the… more
- New York Power Authority (White Plains, NY)
- …for risk mitigation to strengthen the control environment. Works closely with Risk Management and Internal Audit departments on risk and controls ... EHS Regulatory & Compliance Program Manager Location: White Plains, US **Summary**...team, coordinating and conducting meetings as appropriate. + Conducts risk assessment of financial strategy or business… more