- SMBC (New York, NY)
- …Internal Auditor to work within the Internal Auditing Department's Financial Crimes Compliance team ("the FCC Audit Team") for the Americas function. It ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...in key risk areas of the determined audit scope to provide reasonable assurance of compliance… more
- Grant Thornton (New York, NY)
- …CISSP, CIA or CISM preferred + Sarbanes-Oxley compliance and internal audit experience preferred + Experience performing financial and operational audits, as ... As a Process Risk Manager, you will get the opportunity to...+ Manage the development and execution of Sarbanes-Oxley (SOX) compliance and internal control over financial reporting… more
- American Express (New York, NY)
- …experience in regulatory reporting team, audit , compliance or risk management within the banking or financial services industry. Demonstrated experience ... Data Risk Management ("EDRM"), within the Global Risk & Compliance Organization, is the independent...familiarity in regulatory reporting (FR2052a, FRY15, FRY9C, FRY14 etc.), audit , US GAAP and financial accounting is… more
- SolomonEdwards (Albany, NY)
- …and associated controls. . Plan and execute audits across credit, market, and compliance risk domains. . Collaborate with internal stakeholders to report ... information, visit SolomonEdwards **Position Summary:** We are seeking an Audit Manager - Model Risk Management to...Risk Management to join a leading North American financial institution with a global footprint. This highly specialized… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... Enterprise Compliance regulatory requirements applicable to banks. + Knowledge of Compliance risk management processes including compliance risk … more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Audit and Exam Management manages internal audits and regulatory… more
- HSBC (Buffalo, NY)
- …initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support, or ... inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal...monitoring activities + Support the ongoing analysis of businesses' risk profiles and updates of the assigned audit… more
- Cardinal Health (Albany, NY)
- …and audit and monitoring plan. The Manager has supervisory responsibility for all Compliance Audit staff. **_What is expected of you and others at this ... rules, teaching physician guidelines, and/or medical necessity defense reviews; healthcare compliance audit methodology, principles and techniques; CMS manuals;… more
- M&T Bank (Buffalo, NY)
- …in-depth business and risk knowledge to properly assess associated risk and controls. **Primary Responsibilities:** Successful Audit Plan Completion + ... upon their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- Fedcap (New York, NY)
- Position Summary The Internal Audit and Compliance Controller - will take ownership of Internal and External Audits; Create and manage the Agency's Tax ... divisional management team(s), coordinate various program/funder audits, ensure tax compliance . Perform financial audits of business functions...fit if you have: + 10+ years of internal audit and compliance experience. + 5+ years… more