- ManpowerGroup (New York, NY)
- …the Job?** + Lead and execute audits across multiple regulatory frameworks, ensuring compliance and risk mitigation. + Conduct comprehensive audits related to ... Our client, a prestigious financial services firm, is seeking an Internal Auditor...services firm. + Engagement in meaningful work that impacts compliance and risk management. + Collaboration with… more
- CIBC (New York, NY)
- …limited to, the parent bank swap dealer. **How You'll Succeed:** + Executing risk -based compliance examinations that adequately address coverage of laws and ... strong work ethic Preferred Qualifications: + 5-7 years of registered US broker-dealer compliance and risk management experience + Prior experience working at a… more
- M&T Bank (Getzville, NY)
- …to include one year of compliance experience. Demonstrated knowledge of risk management strategies and the financial industry. Advanced analytic and ... Management EEM) team, associate will develop implement and execute various operational risk / compliance -related initiatives at the business line level, to include… more
- NYU Rory Meyers College of Nursing (New York, NY)
- …years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters ... years experience as a statured executive with significant professional experience in financial , legal, compliance , regulatory and/or audit matters… more
- TD Bank (New York, NY)
- …key functional areas and/or business lines in dealing and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (New York, NY)
- …key functional areas and/or business lines in dealing and solving highly complex financial management/ specialized accounting / taxation / audit / regulatory ... + Leads cross-functional teams or projects with significant resource requirements, risk and / or complexity + Independently manages end-to-end finance programs… more
- TD Bank (New York, NY)
- …Initiatives - Training** + Responsible for designing and implementing a robust Compliance training program, including: + Conducting periodic risk -based needs ... related deliverables + Track and oversee progress of applicable internal and external audit issues relating to TDS US Compliance + Support regulatory challenge… more
- Guardian Life (New York, NY)
- …in compliance data analysis. + Experience data analysis used in either financial services, audit , and/or risk management functions. + Demonstrated ... and accountability for delivering on commitments timely. **Reporting Relationships** As our Financial Compliance Analyst, you will report to the Head of… more
- Zurich NA (New York, NY)
- …environment. + You will bring 5-8 years of experience in compliance , legal, or risk roles within insurance or financial services. + You will have a solid ... Senior Compliance Advisor 125662 **Let's grow together!** Zurich Cover-More...for the business. + You will collaborate with Legal, Risk , and Audit teams to ensure a… more
- WMCHealth (Valhalla, NY)
- …Participates with leadership in the development and implementation of the Annual Corporate Compliance Work Plan based on an internal risk assessment and federal ... in identifying and recommending risk areas for auditing and developing an annual compliance work plan.. + Works closely with the VP, Compliance for the… more