- TD Bank (New York, NY)
- …program that meets regulatory requirements and mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership ... transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program development.… more
- M&T Bank (New York, NY)
- …officers, underwriters, rating agencies, and attorneys. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory ... the origination, structuring, and execution of lending mandates within M&T's Financial Institutions Group with particular focus on Structured Finance. **Primary… more
- ManpowerGroup (New York, NY)
- …company assets + Designing specific programs for the audit of selected operating, compliance and financial units and assist in establishing the scope of each ... you will have the opportunity to participate in operational, compliance and financial internal audits, as well...and management responses + Assisting with preparing the annual audit risk assessment and pre- audit … more
- City of New York (New York, NY)
- …Department of Homeless Services (DHS). DSS-AO maintains the operation of the Office of Audit and Quality Assurance (OAQA), Office of Compliance & Support (OAS), ... for (1) Admin Staff Analyst NM III to function as a(n) Executive Director, Financial Review & Claims Processing who will: - Manage, plan and develop the operational… more
- Robert Half Finance & Accounting (New York, NY)
- …with knowledge of Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance , Treasury, and Risk Management. Must have ... the New York Branch based upon the Bank's accepted Risk Assessment Program and Audit Universe +...Auditing various business areas such as Accounting, Third Party Risk , Regulatory Compliance , Treasury, Risk … more
- Robert Half Management Resources (Melville, NY)
- …evaluation, and financial statement preparation. * Develop and execute detailed audit plans to ensure compliance with Sarbanes-Oxley (SOX) requirements and ... audit effectiveness. Requirements * Proven experience in performing financial , operational, and compliance audits. * Strong...in using CCH ProSystem Fx and Knowledge Coach for audit management. * Demonstrated ability to conduct risk… more
- M&T Bank (New York, NY)
- …multiple stakeholders across Treasury, Compliance , Finance, Legal, Operations, Secondary Mortgage, Audit , Risk to achieve business unit objectives + Lead and ... of the MSR Hedging Program at the bank. Effectively communicates financial market conditions to senior management. Uses knowledge of asset/liability management… more
- American Express (New York, NY)
- …efforts multiple integrated workstreams to enable compliance with the firm's Financial Crime Risk Management Policy and Standards. This individual will ... efforts with key stakeholders including the GFCC COO, Financial Crimes Compliance Surveillance Unit, US Investigations Unit, Risk and Threat Assessment… more
- TD Bank (New York, NY)
- …Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance , Risk , and internal and external counsel. Maintain productive relationships ... complete all required training + Understands, utilizes and follows compliance / risk and control programs + Consults with...and controls, for all department processes + Ensures ongoing compliance with internal / external audit and… more
- TD Bank (New York, NY)
- …, Legal), and AMCB Consumer Bank teams to ensure that all regulatory, compliance , audit , and self-ID findings are remediated and customer and colleague ... + Drives timely, effective, and efficient resolution of regulatory, audit , compliance , and self ID findings +...interaction and relationship management. + Deep understanding of regulatory compliance and risk management in the finance… more