- Citigroup (Getzville, NY)
- …10+ years of experience in operational risk management, compliance , audit , or other control-related functions in the financial services industry. + ... of issues with key stakeholders, such that Citi achieves and maintains compliance and appropriately remediates findings from internal and external reviews as well… more
- Binghamton University (Binghamton, NY)
- …of accounting principles and practices, with a track record of overseeing accurate financial reporting, regulatory compliance , and audit readiness; + ... appropriate systems, procedures, and policies for internal controls; + serve as in-house financial compliance expert and ensure compliance with applicable… more
- JPMorgan Chase (Brooklyn, NY)
- …(RCSA); internal controls design, review and testing; Compliance ; Operational Risk ; Supervisory Management or Internal Audit JPMorganChase, one of the ... issues and errors. **Job responsibilities:** + Collaborate with business partners, Legal, Compliance , Risk and other partners to perform ongoing assessment,… more
- American Express (New York, NY)
- …client-facing businesses, commercial and consumer financial product managers, Global Risk & Compliance , Technology, Legal (GCO), Finance, Global Services ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...experience in operational risk management (eg, within Risk and/or Internal Audit function); understanding of… more
- M&T Bank (Tarrytown, NY)
- …adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance . + Present analysis or address questions ... Credit is also responsible for ensuring the accurate completion of the Bank's risk rating scorecards and financial statement spreads. The work completed in… more
- M&T Bank (Hauppauge, NY)
- …risk for commercial clients at M&T Bank. This position involves analyzing financial statements, monitoring loan portfolio, and ensuring compliance with credit ... adherence of underwriting to the Commercial Credit Policy, and evaluating any risk associated with non- compliance Present analysis or address questions during… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements,...and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- American Express (New York, NY)
- …for data transformations and validation logic. + Strong collaboration skills to work across risk , compliance , engineering, and audit functions. + Interest in ... on #TeamAmex. The Platforms and Capabilities team within Global Risk and Compliance (GRC) is responsible for...auditability. This role is ideal for someone interested in financial regulation, risk technology, and the intersection… more
- MUFG (New York, NY)
- …information security, and/or operational risk management, (includes operations, operational risk management, compliance , audit , and third-party risk ... by management, Second Line of Defense (SLoD), and Internal Audit /Third Line of Defense (TLoD) are remediated +...security), or a combination thereof + Deep understanding of financial institution processes, products, and risk +… more
- Scotiabank (New York, NY)
- …of Defense, including direct oversight responsibilities. + Deep understanding of non- financial risk , control, and regulatory requirements specific to Capital ... Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic development… more