- TD Bank (New York, NY)
- …in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... knowledge of broader related areas + Researches and investigates a range of financial accounting / audit operational and/or reporting issues + Requires… more
- Datavant (Albany, NY)
- …or similar SaaS platforms, with a focus on their application within financial controls and compliance . **Key Responsibilities** _(flexibility of tasks below ... 4 public accounting experience. + 3+ years of experience in internal controls, SOX compliance , audit , or a related field. + Strong knowledge of SOX standards,… more
- Bank of America (New York, NY)
- …of data throughout the lifecycle. Works with other groups as needed, including Compliance , Audit , Operational Risk , and Technology to ensure effective ... understanding of data and technology. + Strong understanding of the data regulations, compliance and risk environment in financial services. + Data… more
- Robert Half (New York, NY)
- …in assessing an ERP installation in the context of Business Controls, Security, Internal Audit , or Compliance + Deep understanding of SAP ECC or SAP S/4HANA ... SAP S/4HANA landscape. + Substantial implementation functional team experience and/or "Big 4" Audit experience in a technology audit / risk assessment practice… more
- Bank of America (New York, NY)
- …client service + Supervises financial transactions and operations to drive risk management best practices and ensure compliance with policies and procedures, ... + Internal Audit Review + Leadership Development + Recruiting + Risk Management + Client Management + Customer Service Management + Employee Counseling +… more
- SMBC (New York, NY)
- …**Key Responsibilities:** + Perform independent reviews of credit exposures, including underwriting, risk grading, and policy compliance . + Lead credit reviews ... reviews and portfolio-level assessments. + Support regulatory and internal audit engagements related to credit risk . +...risk , credit review, or related functions within a financial institution or credit rating agency. + Working experience… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners ... activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements,...and assess whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- Santander US (New York, NY)
- …Risk Assessment methodology. + Analysis, evidence gathering and documenting compliance with Federal Financial Institutions Examination Council (FFIEC) ... field. 3+ Years Experience in information security, governance, IT audit , or risk management. + Experience in...information technology risk management + Knowledge of risk assessments and compliance of major regulatory… more
- Axis (New York, NY)
- …+ **Cross-Functional Collaboration** + Partner with IRM Security, Disaster Recovery, Operational Risk , Enterprise Risk , Audit / Compliance , and ... We stand apart for our outstanding client service, intelligent risk taking and superior risk adjusted returns...on continuity risks and mitigation strategies. + **Regulatory & Audit Compliance ** + Ensure compliance … more
- Outreach Development Corporation (Richmond Hill, NY)
- …grant expenditures and revenue recognition follow grant agreements and regulatory requirements. Risk Management + Identify, assess, and mitigate financial risks, ... + Develop risk management policies and strategies that protect the organization's financial well-being. Compliance + Ensure compliance with financial … more