- Bank of America (New York, NY)
- …all activities. Decisions made will have significant impact to the firms Regulatory, Financial , Reputational and Operational risk to the Bank. On a tri-annual ... and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and...Trusts) * Experience in any of the following areas: Operations/Finance/ Risk / Compliance * Strong technical and data analytical… more
- JPMorgan Chase (New York, NY)
- …methodologies, testing results, and deployment procedures to support regulatory and audit requirements. Ensure interoperability with existing risk systems and ... of experience in the job offered or as Quantitative Research, Rates Structuring/ Risk /Pricing, Financial Software Engineer, or related quantitative occupation in… more
- M&T Bank (New York, NY)
- …risk management + Minimum of 2 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA) ... 10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance /operational/model risk controls and other second line of defense and… more
- American Express (New York, NY)
- …tracking, remediating, and monitoring data issues and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate ... will bring deep expertise in data governance, issue and risk management, and a strong background in financial data within a highly regulated environment.… more
- American Express (New York, NY)
- …operational risk management, Financial Crime or Compliance (eg, within Risk and/or Internal Audit function) + Ability to read, write and speak in ... implementation of controls tailored to specialized risk areas including Financial Crime and Compliance , with input in broader areas of operational risk +… more
- Robert Half Technology (New York, NY)
- …processes. * Identify and document audit findings, including areas of risk or non- compliance , and recommend actionable improvements. * Collaborate with ... of IT systems and controls, particularly those related to financial services. The ideal candidate will bring a solid...a focus on systems and controls related to liquidity risk . * Assess compliance with established IT… more
- JPMorgan Chase (Brooklyn, NY)
- …+ Minimum of 7 years of financial service experience in controls, audit , quality assurance, risk management, or compliance . + Proficient knowledge ... including CIB business units, other Lines of Business, and Compliance , to deliver a robust ABC governance framework. Your...financial services with a focus on controls and risk management. JPMorganChase, one of the oldest financial… more
- Mizuho Corporate Bank (New York, NY)
- … risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor ... and engagement: + Collaborate with key stakeholders across IT, Risk , Operations, Legal, Compliance , and other functions,...+ Minimum of 13 years of relevant experience in risk management within the financial services, insurance,… more
- TD Bank (New York, NY)
- …is effective. This position also works with management / control function partners (eg Risk , Legal, Compliance , AML and Audit ) to assess risks, develop ... required assist with remedial work efforts for any open audit and compliance (testing) findings and open...and Desk Heads / Supervisors. + Understanding of key non- financial risk (eg, market, credit, operational) concepts,… more
- Citigroup (Getzville, NY)
- …5-8 years of experience in operational risk management, compliance , audit , or other control-related functions in the financial services industry. + ... Enterprise Risk Management Framework and adherence with Risk Management and Compliance + Policies. +...+ Proven experience in control related functions in the financial industry. + Proven experience in implementing sustainable solutions… more