- MetLife (New York, NY)
- …software development and customization / configuration of off-the-shelf/SaaS GRC platforms, supporting Risk , Compliance , and Internal Audit functions. Solid ... GRC platforms (eg, IBM OpenPages, RSA Archer, ServiceNow GRC, MetricStream, etc.), supporting Risk , Compliance , and Internal Audit functions. * Partnering… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …ready, oversee clinical trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. ... sites, and vendors (including contract research organizations) and ensure that audit results are communicated, and appropriate corrective actions are implemented and… more
- TD Bank (New York, NY)
- …and maintain an efficient interaction model with business partners, other G&C leads, and Risk and Control Partners such as Compliance and Risk Management; ... preferred + 10 years of relevant industry and governance, risk , internal control and/or compliance experience **INCLUSIVENESS**...and assesses whether the Business is adhering to internal ( risk management, oversight function and audit ) and… more
- Citigroup (New York, NY)
- …technology, regulatory and administrative duties in conjunction with the team, including financial , staffing, quality, risk and regulatory matters + Execute ... projections based on risks and opportunities + Ensure compliance with financial guidelines, company policies and...environment + Manage budgetary requirements and relevant processes Governance, Risk & Controls + Assist in internal audit… more
- Guardian Life (New York, NY)
- …KPIs/OKRs to ensure service level objectives are met or exceeded. ** Risk & Compliance ** + Ensure IAM controls meet internal audit , SOX, NYDFS, MAR and ... regulatory requirements. + Collaborate with IT Risk , Internal Audit , and Compliance ...realize their dreams through a range of insurance and financial products and services. Our Purpose, to inspire well-being,… more
- City National Bank (New York, NY)
- …model adjustments. * Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and internal or external ... audit and examination activities. * Cultivate and grow risk talent within the organization through coaching, mentoring, and...projects * Minimum 8-10 years within or related to financial services *Additional Qualifications* * MBA, JD, or other… more
- Coinbase (Albany, NY)
- …Develop and implement governance mechanisms, risk tracking tools, and compliance reporting processes. * Support audit readiness efforts, ensuring ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...and Planning team. This team is responsible for governance, risk and compliance (GRC) within ESTO, data… more
- SMBC (New York, NY)
- …resolution skills, with the ability to drive cross-functional collaboration. + Prior risk managment within a complex regulatory and financial environment. ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...Department interactions with 2nd Line of Defense functions, Internal Audit , and Regulators pertaining to processes and controls. +… more
- TD Bank (New York, NY)
- …a plus. + 7+ years of experience in Surveillance Quality Assurance or Internal Audit (covering compliance surveillance, and/or risk and control functions) at ... across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more
- TD Bank (New York, NY)
- …systems for P&L attribution, IPV (Independent Price Verification), valuation control, and risk -based financial analysis. . Drive initiatives for real-time data ... subledger and daily postings), regulatory reporting (eg, Basel, CCAR, FRTB), and financial close processes. . Ensure compliance with evolving global regulations… more