- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management, regulatory compliance , and audit remediation across banking, ... RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior...+ Extensive experience in risk management, regulatory compliance , and digital technology within the financial … more
- Scotiabank (New York, NY)
- …understanding of the business/unit/ process and associated risks, develops an appropriate risk -based audit approach, and schedules timing and resources. + ... Stays informed on emerging risks, regulatory changes, and industry trends. Conveys risk -related information to Officer-in-Charge or Audit Principal and senior… more
- Scotiabank (New York, NY)
- …exposure to business stakeholders of varying seniority. + Working knowledge in risk -based audit methodologies. + Knowledge of the operations and regulatory ... Senior Analyst, Audit - Capital Markets **Requisition ID:** 232586 **Salary...provides a full range of investment banking, credit and risk management products and services relevant to the financing… more
- PNC (New York, NY)
- …with team members and business partners **Job Description** + Independently assists in financial , compliance , and/or operational audit reviews, including the ... department into the future. * We execute a Risk Based Audit Approach * We value...select programs fully paid; a robust wellness program with financial incentives. In addition, PNC generally provides the following… more
- Bank of America (New York, NY)
- …5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate and investment banking (GCIB) ... bank + Chartered Financial Analyst (CFA), Certified Public Accountants (CPA), Financial Risk Manager (FRM), Certified Internal Auditor (CIA) or relevant… more
- US Bank (New York, NY)
- …of risk mitigation -Partner with their assigned Line of Business, other Risk / Compliance / Audit (RCA) professionals, and RCA Managers to, depending on ... and businesses we serve to make better and smarter financial decisions and enabling the communities we support to...impact their assigned line of business Advanced knowledge of Risk / Compliance / Audit competencies and ability to… more
- Mizuho Corporate Bank (New York, NY)
- …of the financial services industry, including audit , financial , IT infrastructure and cybersecurity, risk management, or technology functions. ... Assist in the design, development and implementation of Internal Audit Department America's (IADA's) annual risk assessment,...practices and techniques, the concepts of risk , risk management, internal control and compliance , and… more
- SMBC (White Plains, NY)
- …with colleagues in other IT application and control functions including legal, compliance , data security and risk management to promote front-to-back ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...risk assessment and findings remediation. * Partner with audit colleagues in other business verticals and/or geographies to… more
- Scotiabank (New York, NY)
- …of the end-to- end business/unit/process and associated risks, develops an appropriate risk -based audit approach and schedules timing and resources. + Ensure ... activities are conducted / executed / delivered in compliance with governing regulations, internal policies, and procedures. The...and themes or systemic issues that may impact the risk assessment of the audit universe and… more
- American Express (New York, NY)
- …exams, where appropriate. **Minimum Qualifications:** + 6 years in a financial risk management function (eg, audit , compliance , operations, credit). + ... be a key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will...execution of these responsibilities will help to strengthen ECM's risk and control environment. The Regulatory & Audit… more