- AIG (New York, NY)
- …compliance elements of assigned portfolio. + Ensure the team adhere to Multinational audit and controls procedures. + Create a risk -aware culture of integrity ... customized, compliant and seamless solutions that support our clients' risk management objectives. You can work alongside a dynamic,...and accountability to ensure full awareness and compliance of AIG policies and procedures, ethical behaviors and… more
- KeyBank (Rochester, NY)
- …direction and guidance to branch team on operational/regulatory procedures, ensuring compliance with operational, security, audit procedures, and timely ... excellent client service in all interactions, analyzing clients' needs, and recommending financial solutions that help Key clients achieve confidence in their … more
- M&T Bank (Buffalo, NY)
- …Company products and services to ensure alignment. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... Directly responsible for product pricing, cost structure as well as product risk for products and/or services managed. Responsible for all supporting product… more
- Phoenix House (Brentwood, NY)
- …and analyze financial data submitted to Finance and prepare reports. . Mitigate financial risk and ensure fiscal compliance with agency, state and ... Prepare monthly status and dashboard reports. . Assist in the Agency Year-End financial and Single Audit in addition to Government Funded audits;… more
- Nestle (Holbrook, NY)
- …+ Primarily responsible for implementing systems, procedures, and work practices to ensure " audit ready" state of compliance . + Develop and implement processes ... learn from talented colleagues around the globe, and benefits that support physical, financial , and emotional wellbeing. Join us to innovate for impact and reimagine… more
- SMBC (New York, NY)
- …administrative and program related matters, including documentation, ratings process, reporting, financial and tax audit reviews. + Follow market developments ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...CP maturities, reporting to relevant parties including Treasury and Risk teams and providing regular market updates. The role… more
- JPMorgan Chase (New York, NY)
- …teams to educate advisors on our lifestyle services + Oversee tasks to ensure compliance with Legal, Risk , Compliance and Control (LRCC) requirements ... with both in-house and third-party lifestyle service providers, JPMA and CWM Financial Advisors, internal JPMA partner resources (eg Legal, Marketing, Finance, etc.)… more
- JPMorgan Chase (New York, NY)
- …and global support areas, including Product Controllers, Compliance , Legal, Tax, Audit , Events, Marketing, Expense Management, Risk , Conflicts, and HR + ... decision-making and leading strategic projects. Your role will also involve financial forecasting, competitor and market analysis, and data analytics. You will… more
- TD Bank (New York, NY)
- …decision-making. **4. Documentation & Governance** - Prepare documentation for vendor assessments, risk reviews, and compliance approvals. - Ensure all records ... Experience with innovation projects, POCs, or technology assessments. - Familiarity with compliance and risk considerations in banking vendor engagements. **Who… more
- Mizuho Corporate Bank (New York, NY)
- …+ Compose KYC packages and perform due diligence on new clients based on risk rating including FinCen requirements and Enhanced Due Diligence + Conduct OFAC and ... clients and related parties to identify and assess potential risk to the firm + Ability to prioritize onboarding...Office and clients directly + Review monthly Americas Legal Compliance Dept. (ALCD) exceptions for new onboarding remediation +… more