- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED ... inquiries to our business partners, identification and understanding of risk and controls within audit unit, development...a team committed to helping our clients secure their financial well-being so that they can pursue long and… more
- Mizuho Corporate Bank (New York, NY)
- …ACBD1 is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The...compliance testing. + Internal/External Audits: Working closely with audit coordination staff at ACBD1 for various audits. … more
- Santander US (New York, NY)
- Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country: United States of America **Your Journey ... Santander is a global leader and innovator in the financial services industry. We believe that our employees are...Risk , Fund Finance and NAV Underwriting, or Internal Audit experience. **Skills and Abilities:** + Strong MS Excel… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk...including LOB Risk teams, Corporate Treasury, GRRP, Audit & Compliance to drive execution + ... career with opportunities to learn, grow, and make an impact. Join us! **Enterprise Financial Risk (EFR) Overview:** Enterprise Financial Risk (EFR)… more
- M&T Bank (Buffalo, NY)
- …of training throughout the one-year assignment to learn banking, basic financial skills, technical skills, and leadership/interpersonal skills. Develop a solid ... and/or that serve to help the Company be in compliance with laws and regulations that apply to the...position supports. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance… more
- New York State Civil Service (Albany, NY)
- …a management, compliance or audit environment.* Developing and implementing financial crime risk management or compliance policies, programs and ... Currency Senior Blockchain Analytics Analyst ( Financial Services Specialist 2 ( Financial Crimes Risk ), SG-23) Occupational Category Financial ,… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Financial Crimes Risk Manager (Director Financial Services Programs 1, SG-31) Occupational ... Department of Financial Services is seeking candidates for the position of Financial Crime Risk Manager, (Director Financial Services Programs 1), in… more
- American Express (New York, NY)
- … risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data ... thought, process and risk /control knowledge. **Preferred Qualifications:** + Relevant audit experience within the financial services industry. + Degree in… more
- SolomonEdwards (Albany, NY)
- …global footprint. This role will focus on supporting audit and risk review activities by assessing model governance, compliance , and control environments. ... LLC ("SolomonEdwards") is a full-service professional services firm offering financial , operational, and technology consulting and operations support. We work… more
- Grant Thornton (New York, NY)
- …risk management programs, and/or entity-level and business process controls for Internal Audit , or other risk management, compliance , and assurance ... in both proactive and responsive contexts for the Risk , Compliance & Controls Practice - all...more, confidently. Your day-to-day may include: + Review operational, financial , and administrative processes to assess risk ,… more