- ISC2 (Raleigh, NC)
- …role is responsible for managing global tax compliance processes, overseeing financial statement audits, mitigating financial risk in close partnership ... financial reporting risks and potential issues by ensuring compliance with relevant accounting standards and audit ...input to optimize the company's tax position and mitigate risk . + Develop and maintain tax compliance … more
- TD Bank (Charlotte, NC)
- …ideal candidate would be willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions. Works well in ... or a related field b(a plus) + Certification in risk management or financial analysis (FRM, PMI-RMP,...CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- TD Bank (Charlotte, NC)
- …with a minimum of 5 years of experience in corporate compliance , risk management, regulatory reporting, or an audit -facing role** + **Working knowledge of ... or a related field (a plus).** + **Certification in risk management or financial analysis (FRM, PMI-RMP,...CFA, etc.) (a plus).** + **Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- TD Bank (Charlotte, NC)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management, and audit functions, works well ... risk management, operational risk management, or audit experience within a regulated financial service...CFA, etc.) (a plus) + Prior consulting experience in Compliance Advisory, Risk Management, or Audit… more
- TD Bank (Charlotte, NC)
- …workflows, and processes to simplify, streamline and create efficiencies + Liaise with risk , compliance , ERM/ORM, legal, and audit partners as required ... a mission to build a more resilient and scalable compliance risk management function. As part of...+ Minimum 7+ years of experience in governance, or risk management within the financial services or… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make...experience **Desired/Preferred skills** + **Knowledge and experience within bank compliance or bank audit , legal and regulatory… more
- PNC (NC)
- …and other business initiatives. Works cooperatively with the business, legal partners, audit and other risk disciplines across the organization. + Assesses ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements,… more
- Wells Fargo (Charlotte, NC)
- …**Stakeholder Engagement** + Collaborate with senior leaders across Legal, Audit , Risk , and Business Units to align compliance strategy and execution. + ... for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following… more
- City National Bank (Charlotte, NC)
- …years of management experience in compliance , risk management or audit . * Minimum 7 years of financial services experience *Additional Qualifications* * ... and ensuring effective controls are in place to mitigate compliance risk . Additionally, the role will be...accountable for overseeing appropriate quality controls related to the financial products the bank provides, the services the bank… more
- US Bank (Charlotte, NC)
- …One. **Job Description** Partners with leaders in their assigned Line of Business, Risk / Compliance / Audit (RCA) Consultants, and other RCA Managers to, ... risk management concepts * Professional experience in compliance or financial services Quality Assurance, audit , or comparable responsibilities. *… more